NEIRG WEALTH MANAGEMENT, LLC
Adviser information for NEIRG WEALTH MANAGEMENT, LLC last updated from Form ADV on September 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,546 | $883.2M |
| Non-Discretionary | 6 | $16.1M |
| Total | 2,552 | $899.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 623 | $196.5M |
| HNW Individuals | 182 | $621.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $33.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $47.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)INSURANCE SOLUTIONS, CREDIT AND CASH MANAGEMENT SOLUTIONS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based feesREVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS |
| Other Business Activities | INSURANCE, CREDIT AND CASH MANAGEMENT SOLUTIONS |
Principal Office
231 SUTTON STREETSUITES 2A AND 2B
NORTH ANDOVER
MA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 978-975-2559, Fax: 978-975-2789
Chief Compliance Officer
ROBERT M. COWLES
231 SUTTON STREET
SUITES 2A AND 2B
NORTH ANDOVER
MA
United States
Tel:
978-296-8351
Fax:
978-975-2789
R******@********M
(Full email address available in API data)
Industry Affiliates
| FOCUS RISK SOLUTIONS | Insurance company or agency |
| SCS CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TOPRIDGE CAPITAL PARTNERS (AI), L.P. | Private Equity Fund | $33.9M | $0.5M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIACOUMAKIS, NICHOLAS, JOHN | Individual | – | PRESIDENT | 09/2021 | < 5% |
| Cowles, Robert, Michael | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| PIRRI, BRIAN, CHRISTOPHER | Individual | – | PRINCIPAL | 09/2021 | < 5% |
| Wilde, Christopher, James | Individual | – | CHIEF OPERATING OFFICER | 09/2021 | < 5% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MANAGING MEMBER | 07/2018 | > 75% |
| CONNECTUS GROUP, LLC | Domestic Entity | – | MEMBER (MANAGER) | 09/2021 | > 75% |
| FOCUS OPERATING, LLC | Domestic Entity | CONNECTUS GROUP, LLC | MEMBER (MANAGER) | 11/2020 | > 75% |
| STELLEY, JOHN, C. | Individual | – | COMPLIANCE OFFICER | 03/2023 | < 5% |
| BENNARD, MOLLY, LYNN | Individual | – | CHIEF EXECUTIVE OFFICER, CONNECTUS | 03/2023 | < 5% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed January 26th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| None | None | 0 | 0 | – |