FRACTAL CAPITAL MANAGEMENT LLC
Adviser information for FRACTAL CAPITAL MANAGEMENT LLC last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $7.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $7.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $7.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
226 KNOLLWOOD DRIVEGLASTONBURY
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 860-839-0257, Fax: None
Chief Compliance Officer
CHUN CAO
65 E INDIA ROW
APT 11E
BOSTON
MA
United States
Tel:
617-840-6501
C******@********M
(Full email address available in API data)
Industry Affiliates
| FRACTAL INVESTMENTS LLC | Other investment adviser, including financial planners |
| FRACTAL INVESTORS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRACTAL CASE MOUNTAIN CAPITAL, LP | Hedge Fund | $2.3M | $0.2M | 2 |
| FRACTAL MOUNTAIN CAPITAL, LP | Hedge Fund | $5.4M | $0.2M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAO, CHUN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 04/2021 | 50-75% |
| FARRELL, MICHAEL, FRANCIS | Individual | – | MANAGING MEMBER | 04/2021 | 50-75% |