LIFEPLAN GROUP
LIFEPLAN INVESTMENT ADVISORS, INC Legal Name
Adviser information for LIFEPLAN GROUP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 796 | $184.0M |
| Non-Discretionary | 0 | $0 |
| Total | 796 | $184.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 154 | $59.8M |
| HNW Individuals | 85 | $123.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $314,987 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsSELECTION OF MGRS THROUGH CO-ADVISOR |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCO-ADVISOR/SOLICITOR % OF ASSETS |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-122570 |
|---|---|
| SEC ERA File Number | 801-122570 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144157 |
| Legal Entity Identifier | None |
Principal Office
7201 CREEDMOOR RD.SUITE 147
RALEIGH
NC
United States
Monday - Friday, 9 - 4
Tel: 919-858-6119, Fax: 919-729-5006
Chief Compliance Officer
ALEX SUTHERLAND
CO-OWNER
7201 CREEDMOOR RD.
SUITE 147
RALEIGH
NC
United States
Tel:
919-858-6119
Fax:
919-729-5006
A***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUTHERLAND, KENNETH, ALLAN | Individual | – | CO-OWNER | 05/2007 | 25-50% |
| SUTHERLAND, ALEX, PAUL | Individual | – | CO-OWNER AND CHIEF COMPLIANCE OFFICER | 03/2017 | 50-75% |