HANSEN & ASSOCIATES FINANCIAL GROUP INC.
Adviser information for HANSEN & ASSOCIATES FINANCIAL GROUP INC. last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,077 | $201.0M |
| Non-Discretionary | 37 | $3.5M |
| Total | 1,114 | $204.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 438 | $116.9M |
| HNW Individuals | 71 | $87.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 164.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HANSEN & ASSOCIATES FINANCIAL GROUP INC.'S WRAP FEE PROGRAM | HANSEN & ASSOCIATES FINANCIAL GROUP INC. |
Principal Office
8880 CAL CENTER DR.SUITE 195
SACRAMENTO
CA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (916) 706-1234, Fax: (888) 363-2937
Chief Compliance Officer
MARK HANSEN
PRESIDENT
8880 CAL CENTER DR.
SUITE 195
SACRAMENTO
CA
United States
Tel:
(916) 706-1234
Fax:
(888) 363-2937
M***@***********M
(Full email address available in API data)
Industry Affiliates
| WHITE ROCK CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HANSEN, MARK, STEVEN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 07/2013 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | COM STK CL A | 6M | 35K | – |
| ALPHABET INC | COM STK CL C | 6M | 33K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 253K | 81 | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 50M | 835K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 11M | 456K | – |
| INVESCO DB MULTI-SECTOR COM | BASE METALS FD | 13M | 644K | – |
| ISHARES TR | SHORT TREAS BD | 78M | 12M | – |
| META PLATFORMS INC | CL A | 326K | 699 | – |
| MICRON TECHNOLOGY INC | COM | 3M | 25K | – |
| NETFLIX INC | COM | 475K | 740 | – |
| NVIDIA CORPORATION | COM | 1M | 1K | – |
| QUALCOMM INC | COM | 6M | 34K | – |
| SPDR GOLD TR | GOLD SHS | 13M | 60K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 436K | 4K | – |