COLORADO WEALTH GROUP LLC
COLORADO WEALTH GROUP, LLC Legal Name
Adviser information for COLORADO WEALTH GROUP LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,068 | $171.8M |
| Non-Discretionary | 7 | $4.0M |
| Total | 1,075 | $175.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 342 | $92.5M |
| HNW Individuals | 40 | $79.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
1345 S. BROADWAYDENVER
CO
United States
Monday - Friday, 8:00 AM- 5:00 PM
Tel: 720-729-2500, Fax: 720-745-4750
Chief Compliance Officer
JACOB RAY
MANAGING MEMBER
1345 S. BROADWAY
DENVER
CO
United States
Tel:
720-729-2500
J***@**********************M
(Full email address available in API data)
Regulatory Contact
STEVEN HARP
MANAGING MEMBER
1345 S. BROADWAY
DENVER
CO
United States
Tel:
720-729-2500
S****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARP, STEVEN, WILLIAM | Individual | – | MANAGING MEMBER, CEO | 07/2020 | 50-75% |
| RAY, JACOB, BRIAN | Individual | – | MANAGING MEMBER, CCO | 07/2020 | 25-50% |