Hedge Fund Database

METEORA CAPITAL, LLC

Adviser information for METEORA CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10 $871.5M
Non-Discretionary 0 $0
Total 10 $871.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $753.3M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 2 $88.0M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 1 $30.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-122592
SEC ERA File Number 801-122592
SEC CIK Numbers 1905106
SEC CRD Numbers 313378
Legal Entity Identifier 254900SXNI50WL3IHD14

Principal Office

1200 N FEDERAL HIGHWAY
#200
BOCA RATON
FL
United States
Monday - Friday, 8AM - 6PM
Tel: 212-207-0090, Fax: None

Websites

www.linkedin.com/company/meteora-capital-llc meteoracapital.com/ twitter.com/meteoracapital?lang=en

Chief Compliance Officer

JOSEPH LEVY
CHIEF OPERATING AND FINANCIAL OFFICER
1200 N FEDERAL HIGHWAY
#200
BOCA RATON
FL
United States
Tel: 212-207-0091
(Full email address available in API data)

Industry Affiliates

METEORA CAPITAL GP, LLC Sponsor, GP, manager of pooled investment vehicles
MSTO GENERAL PARTNER, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
METEORA CAPITAL PARTNERS, LP Hedge Fund $267.8M $1.0M 70
METEORA SELECT TRADING OPPORTUNITIES MASTER, LP Hedge Fund $373.9M $0.3M 22
METEORA SPECIAL OPPORTUNITY FUND I, LP Hedge Fund $111.6M $0.5M 45

Control Persons

Name Type Entity Title Since Ownership
MITTAL, VIKAS, K Individual – MANAGING MEMBER 02/2021 > 75%
LEVY, JOSEPH, NEAL Individual – CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, AND CHIEF COMPLIANCE OFFICER 10/2021 < 5%

No. Employees, Historic

20100202120222023202420258 on 9/30/202111 on 1/20/202211 on 2/9/202210 on 3/31/202210 on 10/11/202210 on 3/31/202310 on 7/10/202310 on 3/29/2024

RAUM, Historic

900M450M020212022202320242025254951914 on 9/30/2021370604035 on 1/20/2022370604035 on 2/9/2022359185916 on 3/31/2022359185916 on 10/11/2022592762350 on 3/31/2023592762350 on 7/10/2023871476127 on 3/29/2024

No. Clients, Historic

1050202120222023202420252 on 9/30/20214 on 1/20/20224 on 2/9/20224 on 3/31/20224 on 10/11/202210 on 3/31/202310 on 7/10/202310 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
10X CAPITAL VENTURE ACQ III CL A ORD SHS 4M 387K –
A SPAC II ACQUISITION CORP RIGHT 10/15/2026 2K 33K –
A SPAC II ACQUISITION CORP *W EXP 10/15/202 2K 196K –
A SPAC II ACQUISITION CORP ORD SHS CL A 1M 104K –
AERIES TECHNOLOGY INC *W EXP 11/06/202 38K 2M –
AERIES TECHNOLOGY INC CL A ORD SHS 657K 348K –
AGRICULTURE & NAT SOL ACQ CO *W EXP 10/01/202 68K 425K –
AGRICULTURE & NAT SOL ACQ CO SHS CL A 5M 515K –
AIMFINITY INVESTMENT CORP I *W EXP 99/99/999 5K 273K –
AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 5M 407K –
ALLIANCE ENTERTAINMENT HOLDI *W EXP 02/10/202 4K 62K –
ALPHA STAR ACQUISITION CORP ORDINARY SHARES 3M 254K –
ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 163 14K –
ALPHATIME ACQUISITION CORP ORDINARY SHARES 677K 61K –
ALPHAVEST ACQUISITION CORP ORDINARY SHARES 6M 547K –
ALTENERGY ACQUISITION CORP COM CL A 167K 15K –
ALTERNUS CLEAN ENERGY INC CLASS A COM 834K 2M –
ANEW MED INC COM 972K 392K –
APX ACQUISITION CORP I CLASS A ORD SHS 2M 141K –
AQUARON ACQUISITION CORP COMMON STOCK 1M 108K –
ARCHER AVIATION INC *W EXP 09/16/202 4K 11K –
ARMADA ACQUISITION CORP I COM 2M 132K –
ATLANTIC COASTAL AQSTN CORP *W EXP 99/99/999 809 10K –
AURA FAT PROJS ACQUISITION C *W EXP 99/99/999 932 60K –
AURA FAT PROJS ACQUISITION C CLASS A ORD 2M 153K –
AUSTRALIAN OILSEEDS HLDGS LT SHS 137K 141K –
BANNIX ACQUISITION CORP COM 4M 360K –
BANNIX ACQUISITION CORP *W EXP 07/31/202 23K 1M –
BATTERY FUTURE ACQUISITION C CL A ORD SHS 2M 166K –
BAYVIEW ACQUISITION CORP ORD SHS 512K 50K –
BAYVIEW ACQUISITION CORP RIGHT 99/99/9999 9K 50K –
BERENSON ACQUISITION CORP I CL A COM 123K 12K –
BETTER HOME & FINANCE HOLDIN *W EXP 12/15/202 3K 28K –
BITCOIN DEPOT INC COM 441K 245K –
BITCOIN DEPOT INC *W EXP 06/30/202 147K 3M –
BLACK HAWK ACQUISITION CORP UNIT 99/99/9999 1M 105K –
BLACKROCK ESG CAP ALLC TERM SHS BEN INT 1M 68K –
BLACKROCK INNOVATION AND GRW SHS BEN INT 723K 100K –
BLEUACACIA LTD RIGHT 10/30/2026 2K 61K –
BLEUACACIA LTD *W EXP 10/30/202 821 55K –
BLOCKCHAIN COINVSTRS ACQ CRP UNIT 09/01/2026 135K 12K –
BLOCKCHAIN COINVSTRS ACQ CRP CLASS A ORD 1M 112K –
BLUE OCEAN ACQUISITION CORP CLASS A ORD SHS 7M 591K –
BLUE OCEAN ACQUISITION CORP *W EXP 99/99/999 2K 125K –
BLUERIVER ACQUISITION CORP CL A ORD SHS 3M 265K –
BROAD CAPITAL ACQUISITION CO COM 4M 343K –
BURTECH ACQUISITION CORP *W EXP 12/18/202 125K 500K –
CANNA GLOBAL ACQUISITION COR CLASS A COM 4M 372K –
CARMELL CORPORATION COM 2M 2M –
CARTESIAN GROWTH CORP II CLASS A ORD 860K 76K –
CARTESIAN GROWTH CORP II *W EXP 07/12/202 4K 38K –
CELLEBRITE DI LTD *W EXP 99/99/999 1M 355K –
CENTURION ACQUISITION CORP UNIT 05/31/2032 6M 603K –
CF ACQUISITION CORP VII CLASS A COM 2M 206K –
CHECHE GROUP INC *W EXP 10/01/203 3K 107K –
CHENGHE ACQUISITION I CO CLASS A ORD SHS 3M 251K –
CHENGHE ACQUISITION II CO UNIT 05/30/2031 1000K 100K –
CHURCHILL CAPITAL CORP IX *W EXP 03/31/203 5K 16K –
CHURCHILL CAPITAL CORP IX CL A SHS 2M 188K –
CHURCHILL CAPITAL CORP IX UNIT 99/99/9999 368K 36K –
CHURCHILL CAPITAL CORP VII COM CL A 60M 6M –
CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 166K 474K –
CLIMATEROCK *W EXP 99/99/999 11K 392K –
CLIMATEROCK CLASS A ORD 3M 254K –
CLOVER LEAF CAPITAL CORP COM CL A 983K 81K –
COEPTIS THERAPEUTICS HLDGS I *W EXP 12/31/202 27K 1M –
COEPTIS THERAPEUTICS HLDGS I COM 129K 446K –
COLISEUM ACQUISITION CORP CLASS A ORD SHS 7M 610K –
COLISEUM ACQUISITION CORP *W EXP 08/22/202 2K 49K –
COLOMBIER ACQUISITION CORP I *W EXP 11/24/202 9K 29K –
COLOMBIER ACQUISITION CORP I COM SHS CL A 983K 96K –
COMPASS DIGITAL ACQUISITN CO CLASS A ORD 650K 60K –
COMPLETE SOLARIA INC *W EXP 07/31/202 2K 80K –
COMPLETE SOLARIA INC COM 3M 3M –
CONCORD ACQUISITION CORP II *W EXP 99/99/999 5K 42K –
CORE SCIENTIFIC INC NEW *W EXP 01/23/202 3M 350K –
CORE SCIENTIFIC INC NEW *W EXP 01/23/202 2M 400K –
CORE SCIENTIFIC INC NEW COM 5M 490K –
CORNER GROWTH ACQUISITN CORP *W EXP 99/99/999 480 16K –
CSLM ACQUISITION CORP *W EXP 99/99/999 297K 2M –
CSLM ACQUISITION CORP RIGHT 07/01/2023 82K 823K –
CSLM ACQUISITION CORP CLASS A ORD SHS 11M 950K –
DENALI CAPITAL ACQUISITN COR CLASS A ORD 7M 608K –
DIGIASIA CORP *W EXP 04/02/202 907 15K –
DISTOKEN ACQUISITION CORP RIGHT 99/99/9999 2K 15K –
DISTOKEN ACQUISITION CORP *W EXP 11/30/202 222 15K –
DISTOKEN ACQUISITION CORP ORDINARY SHARES 4M 363K –
DMY SQUARED TECHNOLOGY GROUP CL A COM 11M 990K –
DP CAP ACQUISITION CORP I CLASS A ORD 157K 14K –
DT CLOUD ACQUISITION CORP ORD SHS 763K 75K –
DT CLOUD ACQUISITION CORP RIGHT 02/14/2029 24K 75K –
DUET ACQUISITION CORP CLASS A COM 4M 337K –
ECARX HOLDINGS INC *W EXP 99/99/999 11K 311K –
ENPHYS ACQUISITION CORP CL A ORD SHS 464K 42K –
ENPHYS ACQUISITION CORP *W EXP 99/99/999 717 20K –
EVEREST CONSOLIDATOR ACQ COR CL A COM 14M 1M –
EVERGREEN CORPORATION CLASS A ORD SHS 5M 424K –
EVOLV TECHNOLOGIES HLDNGS IN *W EXP 03/10/202 295K 1M –
EXCELFIN ACQUISITION CORP COM CL A 3M 256K –
FINNOVATE ACQUISITION CORP CLASS A ORD SHS 3M 307K –
FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 1K 76K –
FINTECH ECOSYSTEM DEVE CLASS A COM 4M 382K –
FIRST TR HIGH YIELD OPPRT 20 COM 541K 38K –
FLAG SHIP ACQUISITION CORP UNIT 05/22/2029 4M 359K –
FOCUS IMPACT ACQUISITION COR CLASS A COM 3M 242K –
FOCUS IMPACT BH3 ACQUISITION CLASS A COM 474K 44K –
FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 559 14K –
FUTURETECH II ACQUISITION CO CLASS A COM 286K 26K –
GDEV INC *W EXP 99/99/999 67K 1M –
GENERATION ASIA I ACQUISITIO CL A ORD SHS 3M 236K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 435K 1M –
GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 99/99/999 55K 4M –
GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 75K 1M –
GLOBAL BLOCKCHAIN ACQUI CORP COMMON STOCK 493K 45K –
GLOBAL TECHNOLGY ACQSTN CORP CLASS A ORD 174K 16K –
GLOBALINK INVT INC COM 1M 131K –
GLOBALINK INVT INC *W EXP 12/03/202 31K 1M –
GOLDEN ARROW MERGER CORP CLASS A COM 3M 236K –
GOLDEN STAR ACQUISITION CORP USD ORD SHS 6M 582K –
GP-ACT III ACQUISITION CORP UNIT 99/99/9999 10M 960K –
GRAF GLOBAL CORP UNIT 05/31/2032 2M 241K –
HEALTHCARE AI ACQUISITION CO CLASS A ORD SHS 1M 118K –
HEICO CORP NEW CL A 10M 55K –
HENNESSY CAPITAL INVST CORP CLASS A COM 243K 23K –
HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 2M 817K –
HHG CAPITAL CORPORATION ORDINARY SHARES 2M 198K –
HNR ACQUISITION CORP COM CL A 1M 554K –
HORIZON SPACE ACQUSTN I CORP *W EXP 12/27/202 211 12K –
HORIZON SPACE ACQUSTN I CORP RIGHT 03/02/2024 1K 12K –
HORIZON SPACE ACQUSTN I CORP ORDINARY SHARES 8M 694K –
HUMACYTE INC *W EXP 08/27/202 136K 98K –
IB ACQUISITION CORP RIGHT 09/28/2025 39K 519K –
IB ACQUISITION CORP COM SHS 5M 453K –
INCEPTION GROWTH ACQUSTN LTD COMMON STOCK 1M 95K –
INFINT ACQUISITION CORP CL A ORD SHS 7M 567K –
INSIGHT ACQUISITION CORP COM CL A 578K 51K –
INSIGHT ACQUISITION CORP *W EXP 08/26/202 2K 41K –
INTEGRAL ACQUISITION CORP 1 CLASS A COM 2M 199K –
INTEGRATED WELLNESS ACQ CORP ORD SHS CL A 190K 16K –
INTERNATIONAL MEDIA ACQUISIT CLASS A COM 2M 182K –
INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS 23M 2M –
INVESTCORP INDIA ACQUISTN CO *W EXP 06/01/202 16K 380K –
INVESTCORP INDIA ACQUISTN CO CLASS A ORD SHS 7M 606K –
IRIS ACQUISITION CORP *W EXP 02/28/202 5K 134K –
ISRAEL ACQUISITIONS CORP CLASS A ORD 4M 376K –
IX ACQUISITION CORP CLASS A ORD SHS 4M 370K –
IX ACQUISITION CORP *W EXP 07/31/202 29K 364K –
JAWS MUSTANG ACQUISITION COR SHS CL A 719K 65K –
JVSPAC ACQUISITION CORP SHS CL A 3M 328K –
KAIROUS ACQUISITION CORP LTD ORDINARY SHARES 2M 173K –
KENSINGTON CAPITAL ACQUISITI SHS CL A 848K 77K –
KERNEL GROUP HOLDINGS INC CL A SHS 406K 37K –
KERNEL GROUP HOLDINGS INC *W EXP 99/99/999 6K 46K –
LAKESHORE BIOPHARMA CO LTD *W EXP 03/15/202 2K 25K –
LEARN CW INVESTMENT COR *W EXP 10/08/202 31K 300K –
LEARN CW INVESTMENT COR CL A ORD SHS 4M 349K –
LEDDARTECH HLDGS INC *W EXP 12/21/202 5K 188K –
LILIUM N V *W EXP 09/14/202 4K 49K –
LIONHEART HOLDINGS UNIT 99/99/9999 5M 500K –
LIONS GATE ENTMNT CORP CL B NON VTG 140K 16K –
LOTUS TECHNOLOGY INC *W EXP 02/22/202 18K 49K –
LUCAS GC LTD SHS 153K 73K –
MAQUIA CAPITAL ACQUISITION C CLASS A COM 2M 188K –
MARBLEGATE ACQUISITION CORP COM CL A 2M 148K –
MARIADB PLC *W EXP 12/16/202 5K 39K –
MARS ACQUISITION CORP ORDINARY SHARES 2M 179K –
MELAR ACQUISITION CORP. I UNIT 06/10/2029 3M 273K –
METAL SKY STAR ACQUISITION C ORDINARY SHARES 4M 312K –
METAL SKY STAR ACQUISITION C *W EXP 03/31/202 1K 95K –
METAL SKY STAR ACQUISITION C RIGHT 12/31/2025 1K 17K –
MONEYLION INC *W EXP 09/22/202 2K 20K –
MONTEREY CAP ACQUISITION COR *W EXP 01/01/202 9K 347K –
MONTEREY CAP ACQUISITION COR RIGHT 05/10/2027 55K 307K –
MORINGA ACQUISITION CORP CL A SHS 1M 90K –
MOUNTAIN & CO I ACQUISITN CO CLASS A ORD 15M 1M –
MOUNTAIN CREST ACQSITN CORP COM 4M 330K –
MULTISENSOR AI HOLDINGS INC *W EXP 12/19/202 750 25K –
NABORS ENERGY TRANSITION COR CL A 263K 25K –
NABORS ENERGY TRANSITION COR *W EXP 09/01/202 5K 50K –
NEW HORIZON AIRCRAFT LTD *W EXP 99/99/999 851 56K –
NEW HORIZON AIRCRAFT LTD COM 293K 529K –
NEWBURY STREET ACQUISITN COR COM 128K 12K –
NKGEN BIOTECH INC COM 1M 1M –
NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 2K 338K –
NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 4K 42K –
NORTHVIEW ACQUISITION CORP COM 314K 27K –
NOVA VISION ACQUISITION CORP COM 267K 22K –
NUSCALE PWR CORP *W EXP 05/02/202 3M 961K –
NUVEEN S&P 500 BUY-WRITE INC COM 757K 56K –
NVNI GROUP LIMITED *W EXP 11/01/202 455 26K –
OAK WOODS ACQUISITION CORP RIGHT 03/23/2028 3K 22K –
OAK WOODS ACQUISITION CORP *W EXP 99/99/999 643 32K –
OAK WOODS ACQUISITION CORP CL A 2M 159K –
OCA ACQUISITION CORP COM CL A 3M 304K –
PATRIA LATIN AMRCN OPPRNTY A CLASS A ORD SHS 9M 830K –
PATRIA LATIN AMRCN OPPRNTY A *W EXP 99/99/999 3K 53K –
PEARL HOLDINGS ACQUISITN COR CLASS A ORD SHS 837K 76K –
PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 10K 256K –
PERCEPTION CAPITAL CORP III *W EXP 99/99/999 2K 42K –
PERCEPTION CAPITAL CORP IV CL A COM 4M 383K –
PERFECT CORP *W EXP 99/99/999 2K 32K –
PGIM SHORT DUR HIG YLD OPP F COM 1M 87K –
PONO CAP TWO INC *W EXP 99/99/999 7K 102K –
POWERUP ACQUISITION CORP *W EXP 05/23/202 936 25K –
PYROPHYTE ACQUISITION CORP CL A ORD SHS 9M 817K –
PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 24K 488K –
QOMOLANGMA ACQUISITION CORP COM 834K 76K –
QT IMAGING HLDGS INC COM 144K 194K –
REDWIRE CORPORATION *W EXP 05/27/202 523K 373K –
RF ACQUISITION CORP *W EXP 05/01/202 1K 64K –
RF ACQUISITION CORP RIGHT 05/01/2028 2K 16K –
RF ACQUISITION CORP CLASS A COM 4M 370K –
RF ACQUISITION CORP II UNIT 05/01/2026 2M 150K –
RIGEL RESOURCE ACQ CORP CL A ORD SHS 17M 2M –
ROADZEN INC ORD SHS 9M 4M –
ROTH CH ACQUISITION V CO COM 725K 66K –
ROTH CH ACQUISITION V CO *W EXP 12/10/202 3K 51K –
SABA CAPITAL INCOME & OPRNT SHS NEW 1M 182K –
SATIXFY COMMUNICATIONS LTD ORD SHS 15K 24K –
SCHMID GROUP N.V. *W EXP 04/30/202 45K 100K –
SEMILUX INTL LTD. ORD SHS 5M 3M –
SEP ACQUISITION CORP CLASS A COM 2M 156K –
SEP ACQUISITION CORP *W EXP 99/99/999 3K 470K –
SEQUANS COMMUNICATIONS S A SPONSORED ADS 14K 27K –
SILVERBOX CORP III *W EXP 02/28/202 14K 97K –
SILVERBOX CORP III COM CL A 816K 77K –
SK GROWTH OPPORTUNITIES CORP CLASS A COM 8M 763K –
SK GROWTH OPPORTUNITIES CORP *W EXP 06/28/202 277K 1M –
SLAM CORP CL A SHS 9M 809K –
SPARK I ACQUISITION CORP ORD SHS 518K 50K –
SPRING VALLEY ACQUISTN CORP CLASS A ORD 2M 200K –
SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 2K 17K –
SWIFTMERGE ACQUISITION CORP CLASS A ORD SHS 169K 15K –
TECHNOLOGY & TELECOM ACQ COR CLASS A ORD SHS 3M 246K –
THUNDER PWR HLDGS INC COM 7M 4M –
TLGY ACQUISITION CORPORATION CLASS A ORD SHS 5M 416K –
TORTOISEECOFIN ACQUISITION C SHS CL A 11M 1M –
TRAILBLAZER MERGER CORP I RIGHT 04/21/2028 10K 80K –
TRAILBLAZER MERGER CORP I CL A 864K 80K –
TRISTAR ACQUISITION I CORP CL A ORD SHS 3M 283K –
TRUMP MEDIA & TECHNOLOGY GRO COM 5M 141K –
VALUENCE MERGER CORP I *W EXP 99/99/999 3K 86K –
VERDE CLEAN FUELS INC *W EXP 02/15/202 9K 50K –
VISION SENSING ACQUISITION C *W EXP 99/99/999 1K 56K –
VISION SENSING ACQUISITION C CLASS A COM 2M 157K –
WESTERN ACQSTN VENTURES CORP COM 253K 23K –
WINVEST ACQUISITION CORP COMMON STOCK 994K 88K –
WM TECHNOLOGY INC *W EXP 06/16/202 1K 22K –
XOS INC *W EXP 08/20/202 460 18K –
YOTTA ACQUISITION CORPORATIO COMMON STOCK 290K 26K –
YOTTA ACQUISITION CORPORATIO *W EXP 03/15/202 6K 537K –
ZALATORIS ACQUISITION CORP COM CL A 7M 627K –
ZALATORIS II ACQUISITION COR *W EXP 99/99/999 28K 703K –
ZALATORIS II ACQUISITION COR CLASS A ORD 4M 348K –
ZEO ENERGY CORP *W EXP 03/13/202 2K 41K –
ZURA BIO LTD *W EXP 99/99/999 211K 527K –