CHICAGO ATLANTIC ADVISERS, LLC
Adviser information for CHICAGO ATLANTIC ADVISERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $679.1M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $679.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $679.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 38 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122593 |
|---|---|
| SEC ERA File Number | 801-122593 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311619 |
| Legal Entity Identifier | None |
Principal Office
420 NORTH WABASH AVENUESUITE 500
CHICAGO
IL
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 312-809-7002, Fax: None
Chief Compliance Officer
ANDREW LOVITT
GENERAL COUNSEL
420 NORTH WABASH AVENUE
SUITE 500
CHICAGO
IL
United States
Tel:
312-809-7002
C*********@******************M
(Full email address available in API data)
Regulatory Contact
THOMAS GEOFFROY
PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER
1680 MICHIGAN AVENUE
SUITE 700
MIAMI BEACH
FL
United States
Tel:
312-809-7002
C*********@******************M
(Full email address available in API data)
Industry Affiliates
| CHICAGO ATLANTIC CO3 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHICAGO ATLANTIC EQUITY MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHICAGO ATLANTIC MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHICAGO ATLANTIC OFFSHORE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHICAGO ATLANTIC PORTFOLIO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHICAGO ATLANTIC REIT MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CA PE INVESTORS, LLC | SPECIAL PURPOSE VEHICLE | $3.9M | $0.1M | 3 |
| CHICAGO ATLANTIC CO3 (OFFSHORE), LP | PRIVATE CREDIT FUND | $9.0M | $1.0M | 11 |
| CHICAGO ATLANTIC CREDIT OPPORTUNITIES III, LP | PRIVATE CREDIT FUND | $8.9M | $1.0M | 25 |
| CHICAGO ATLANTIC CREDIT OPPORTUNITIES, LLC | PRIVATE CREDIT (OPEN ENDED) | $452.1M | $1.0M | 577 |
| CHICAGO ATLANTIC EQUITY FUND, LLC | Private Equity Fund | $56.8M | $0.1M | 142 |
| CHICAGO ATLANTIC FUND (OFFSHORE), L.P. | PRIVATE CREDIT (OPEN ENDED) | $118.9M | $1.0M | 157 |
| CHICAGO ATLANTIC PORTFOLIO, LP | PRIVATE CREDIT FUND | $6.8M | $1.0M | 2 |
| GREEN IVY KEYSTONE, LLC | PRIVATE CREDIT FUND | $0.0M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Bodmeier, Andreas | Individual | – | PARTNER | 07/2019 | < 5% |
| Mazarakis, John, Michael | Individual | – | PARTNER | 07/2019 | < 5% |
| Mazarakis, John, Michael | Individual | CHICAGO ATLANTIC GROUP, LP | PARTNER | 04/2019 | 25-50% |
| Cappell, Anthony, Robert | Individual | – | PARTNER | 07/2019 | < 5% |
| CHICAGO ATLANTIC GROUP, LP | Domestic Entity | – | MEMBER | 07/2019 | > 75% |
| Bodmeier, Andreas | Individual | CHICAGO ATLANTIC GROUP, LP | PARTNER | 04/2019 | 25-50% |
| Cappell, Anthony, Robert | Individual | CHICAGO ATLANTIC GROUP, LP | PARTNER | 04/2019 | 25-50% |
| Lovitt, Andrew, Thomas | Individual | – | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 08/2021 | < 5% |
| GEOFFROY, THOMAS, NAPOLEON | Individual | – | PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER | 03/2022 | < 5% |