OPENVIEW ADVISORS, LLC
Adviser information for OPENVIEW ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122597 |
|---|---|
| SEC ERA File Number | 801-122597 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316766 |
| Legal Entity Identifier | None |
Principal Office
303 CONGRESS STREETSUITE 6FL
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 617-478-7500, Fax: 617-478-7501
Websites
www.openviewpartners.com
twitter.com/openviewventure
www.linkedin.com/company/openview-/
www.instagram.com/openviewventure/
www.youtube.com/user/openviewventure
www.facebook.com/openviewventure/
expand.openviewpartners.com/
www.pinterest.com/openviewventure/
www.slideshare.net/openviewventurepartners
podcast.openviewpartners.com/public/32/ov-%7c-build-21cbd466
Chief Compliance Officer
JOHN MCCULLOUGH
CHIEF OPERATING PARTNER
303 CONGRESS STREET 6FL
BOSTON
MA
United States
Tel:
401-338-5219
J***@****C
(Full email address available in API data)
Regulatory Contact
RUFUS C. KING
CHIEF LEGAL OFFICER
303 CONGRESS STREET, 6TH FLOOR
BOSTON
MA
United States
Tel:
(617) 478-7520
L****@****C
(Full email address available in API data)
Industry Affiliates
| OPENVIEW GENERAL PARTNER II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| OPENVIEW GENERAL PARTNER IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| OPENVIEW GENERAL PARTNER V, LP | Sponsor, GP, manager of pooled investment vehicles |
| OPENVIEW GENERAL PARTNER VI, LP | Sponsor, GP, manager of pooled investment vehicles |
| OPENVIEW GENERAL PARTNER VII, LP | Sponsor, GP, manager of pooled investment vehicles |
| OPENVIEW GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OPENVIEW AFFILIATES FUND II LP | Venture Capital Fund | $0.3M | $0.0M | 23 |
| OPENVIEW AFFILIATES FUND IV, L.P. | Venture Capital Fund | $5.1M | $0.0M | 85 |
| OPENVIEW AFFILIATES FUND LP | Venture Capital Fund | $0.3M | $0.0M | 32 |
| OPENVIEW AFFILIATES FUND V, LP | Venture Capital Fund | $8.0M | $0.0M | 27 |
| OPENVIEW AFFILIATES FUND VI, LP | Venture Capital Fund | $11.1M | $0.0M | 62 |
| OPENVIEW AFFILIATES FUND VII, LP | Venture Capital Fund | $14.8M | $0.1M | 59 |
| OPENVIEW VENTURE PARTNERS II, L.P. | Venture Capital Fund | $5.8M | $1.0M | 17 |
| OPENVIEW VENTURE PARTNERS IV, L.P. | Venture Capital Fund | $156.9M | $1.0M | 20 |
| OPENVIEW VENTURE PARTNERS V, LP | Venture Capital Fund | $481.8M | $1.0M | 24 |
| OPENVIEW VENTURE PARTNERS VI, LP | Venture Capital Fund | $376.4M | $1.0M | 28 |
| OPENVIEW VENTURE PARTNERS VII, LP | Venture Capital Fund | $544.1M | $1.0M | 54 |
| OPENVIEW VENTURE PARTNERS, L.P. | Venture Capital Fund | $3.7M | $1.0M | 14 |
| OV CO-INVESTMENT (CDY) LLC | Venture Capital Fund | $36.7M | $0.0M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWIS, BONNIE, SUE | Individual | – | CHIEF FINANCIAL OFFICER; EXECUTIVE FINANCE AND AUDIT CHAIR | 01/2019 | < 5% |
| MAXWELL, SCOTT, M | Individual | – | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | 10/2006 | 25-50% |
| KING, RUFUS, C | Individual | – | CHIEF LEGAL OFFICER | 09/2015 | < 5% |
| DEMMER, DANIEL, WILLIAM | Individual | – | CHAIRMAN OF THE MANAGEMENT COMMITTEE | 01/2015 | 10-25% |
| BARTLETT, BLAKE, C | Individual | – | EXECUTIVE OFFICER | 07/2017 | 25-50% |
| MCCULLOUGH, JOHN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING PARTNER | 03/2024 | 10-25% |