VORA WEALTH MANAGEMENT, PLLC
Adviser information for VORA WEALTH MANAGEMENT, PLLC last updated from Form ADV on November 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,065 | $74.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,065 | $74.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 593 | $54.4M |
| HNW Individuals | 6 | $14.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 61 | $5.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122599 |
|---|---|
| SEC ERA File Number | 801-122599 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153559 |
| Legal Entity Identifier | None |
Principal Office
822 N. HUMPHREYS STREETFLAGSTAFF
AZ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 928-526-8672, Fax: None
Websites
Chief Compliance Officer
DHARMESH VORA
MEMBER
822 N. HUMPHREYS STREET
FLAGSTAFF
AZ
United States
Tel:
928-526-8672
D*******@*************M
(Full email address available in API data)
Regulatory Contact
MATTHEW MILLMAN
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
M*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VORA, DHARMESH, VIRENDRA | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2010 | < 5% |
| VORA HOLDINGS, LLC | Domestic Entity | – | PASSIVE OWNER | 06/2014 | > 75% |
| VORA, DHARMESH, VIRENDRA | Individual | VORA HOLDINGS, LLC | MANAGING MEMBER | 06/2014 | > 75% |
| OM LAXMI, INC | Domestic Entity | – | DIRECT OWNER | 06/2014 | < 5% |