Hedge Fund Database

SUMMIT WEALTH GROUP, LLC

Adviser information for SUMMIT WEALTH GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 573 $120.8M
Non-Discretionary 29 $2.5M
Total 602 $123.3M

Clients

Type Number RAUM
Individuals 180 $49.7M
HNW Individuals 37 $73.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-122606
SEC ERA File Number 801-122606
SEC CIK Numbers 1802865
SEC CRD Numbers 166118
Legal Entity Identifier None

Principal Office

9175 S YALE AVENUE
SUITE 100
TULSA
OK
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 918-930-9300, Fax: 918-322-1280

Websites

www.linkedin.com/company/swg-bayarea www.instagram.com/swg_tulsa/ www.instagram.com/swg_bayarea www.facebook.com/swgtulsa twitter.com/swg_tulsa www.facebook.com/summitwealthgroup twitter.com/swg_bayarea www.summitwealth.net/ www.linkedin.com/company/swg-tulsa

Chief Compliance Officer

THEODORE J. SPINARDI II
SENIOR MANAGING DIRECTOR
9175 S YALE AVENUE
SUITE 100
TULSA
OK
United States
Tel: 918-930-9300
Fax: 918-322-1280
(Full email address available in API data)

Regulatory Contact

STEPHANIE LOPEZ
OPERATIONS MANAGER
9175 S YALE AVENUE
SUITE 100
TULSA
OK
United States
Tel: 918-930-9300
Fax: 918-322-1280
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SPINARDI, THEODORE, JOSEPH Individual – SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER 02/2010 > 75%
SPINARDI REVOCABLE TRE DTD 08/02/01 Domestic Entity – OWNER 01/2023 > 75%
SPINARDI, ANDREA, LYNNE Individual SPINARDI REVOCABLE TRE DTD 08/02/01 TRUSTEE 08/2001 50-75%
SPINARDI, THEODORE, JOSEPH Individual SPINARDI REVOCABLE TRE DTD 08/02/01 TRUSTEE 08/2001 50-75%

No. Employees, Historic

1050202120222023202420254 on 10/1/20214 on 3/24/20224 on 8/9/20224 on 3/24/20234 on 9/18/20234 on 12/19/20238 on 3/29/2024

RAUM, Historic

200M100M020212022202320242025108500000 on 10/1/2021111273385 on 3/24/2022111273385 on 8/9/2022108331584 on 3/24/2023108331584 on 9/18/2023108331584 on 12/19/2023123288666 on 3/29/2024

No. Clients, Historic

300150020212022202320242025176 on 10/1/2021169 on 3/24/2022169 on 8/9/2022230 on 3/24/2023230 on 9/18/2023230 on 12/19/2023217 on 3/29/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
2023 ETF SERIES TRUST EAGLE CAPITAL SE 11K 406K –
ALPHABET INC CAP STK CL C 805 4K –
ALPHABET INC CAP STK CL A 550 3K –
AMAZON COM INC COM 1K 6K –
APPLE INC COM 5K 25K –
AXON ENTERPRISE INC COM 294 1K –
BROADCOM INC COM 295 184 –
CHEVRON CORP NEW COM 356 2K –
CISCO SYS INC COM 274 6K –
CONOCOPHILLIPS COM 239 2K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 2K 96K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 4K 146K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 41K 1M –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 879 22K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 636 11K –
EATON CORP PLC SHS 242 773 –
ELI LILLY & CO COM 369 408 –
EXXON MOBIL CORP COM 255 2K –
GE AEROSPACE COM NEW 245 2K –
HOME DEPOT INC COM 621 2K –
HONEYWELL INTL INC COM 247 1K –
ISHARES INC CORE MSCI EMKT 267 5K –
ISHARES INC ESG AWR MSCI EM 492 15K –
ISHARES TR CORE MSCI TOTAL 552 8K –
ISHARES TR ESG AWR MSCI USA 5K 44K –
ISHARES TR ESG AWARE MSCI 1K 29K –
ISHARES TR GLOBAL TECH ETF 8K 100K –
ISHARES TR MSCI USA MMENTM 17K 88K –
ISHARES TR MSCI USA VALUE 9K 89K –
ISHARES TR 20 YR TR BD ETF 4K 39K –
ISHARES TR CORE INTL AGGR 4K 74K –
ISHARES TR ESG AWRE 1 5 YR 2K 64K –
ISHARES TR ESG AWR US AGRGT 3K 55K –
ISHARES TR ESG AWRE USD ETF 2K 96K –
ISHARES TR IBOXX HI YD ETF 311 4K –
ISHARES TR JPMORGAN USD EMG 251 3K –
ISHARES TR MBS ETF 707 8K –
ISHARES TR TIPS BD ETF 2K 16K –
ISHARES TR ISHS 5-10YR INVT 6K 120K –
ISHARES TR CORE S&P MCP ETF 225 4K –
ISHARES TR ESG AW MSCI EAFE 1K 17K –
ISHARES TR S&P 500 GRWT ETF 206 2K –
ISHARES TR CORE US AGGBD ET 11K 111K –
ISHARES TR NATIONAL MUN ETF 2K 22K –
ISHARES TR US TREAS BD ETF 878 39K –
ISHARES TR SHORT TREAS BD 327 3K –
ISHARES TR BLACKROCK ULTRA 5K 97K –
JOHNSON & JOHNSON COM 247 2K –
JPMORGAN CHASE & CO. COM 448 2K –
LANCASTER COLONY CORP COM 461 2K –
LOCKHEED MARTIN CORP COM 265 568 –
MERCK & CO INC COM 429 3K –
META PLATFORMS INC CL A 306 607 –
MICRON TECHNOLOGY INC COM 405 3K –
MICROSOFT CORP COM 3K 7K –
MORGAN STANLEY COM NEW 290 3K –
MSP RECOVERY INC *W EXP 05/20/202 1 150K –
MUELLER INDS INC COM 247 4K –
NVIDIA CORPORATION COM 3K 28K –
ORACLE CORP COM 298 2K –
PEPSICO INC COM 399 2K –
PFIZER INC COM 234 8K –
PROCTER AND GAMBLE CO COM 1K 7K –
PROSHARES TR ULTRAPRO SHT QQQ 190 23K –
RTX CORPORATION COM 253 3K –
SALESFORCE INC COM 251 976 –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 221 5K –
SCHWAB STRATEGIC TR US TIPS ETF 6K 120K –
SCHWAB STRATEGIC TR US LCAP GR ETF 213 2K –
SCHWAB STRATEGIC TR US AGGREGATE B 273 6K –
SHERWIN WILLIAMS CO COM 265 887 –
SUN CMNTYS INC COM 468 4K –
TESLA INC COM 279 1K –
TEXAS INSTRS INC COM 240 1K –
UNION PAC CORP COM 203 899 –
UNITEDHEALTH GROUP INC COM 906 2K –
VANGUARD BD INDEX FDS SHORT TRM BOND 1K 15K –
VANGUARD BD INDEX FDS INTERMED TERM 461 6K –
VANGUARD BD INDEX FDS LONG TERM BOND 370 5K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 31K 430K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 14K 283K –
VANGUARD INDEX FDS EXTEND MKT ETF 8K 48K –
VANGUARD INDEX FDS S&P 500 ETF SHS 56K 111K –
VANGUARD INDEX FDS TOTAL STK MKT 2K 8K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 4K 98K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3K 65K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 1K 22K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 1K 31K –
VANGUARD STAR FDS VG TL INTL STK F 5K 88K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 15K 314K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 626 5K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 562 8K –
VANGUARD WORLD FD ESG INTL STK ETF 1K 23K –
VANGUARD WORLD FD ESG US STK ETF 2K 24K –
VANGUARD WORLD FD HEALTH CAR ETF 6K 24K –
WP CAREY INC COM 278 5K –