MCM WEALTH
MARIN CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for MCM WEALTH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 274 | $85.8M |
| Non-Discretionary | 63 | $47.9M |
| Total | 337 | $133.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $5.7M |
| HNW Individuals | 57 | $119.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $8.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-122613 |
|---|---|
| SEC ERA File Number | 801-122613 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136075 |
| Legal Entity Identifier | None |
Principal Office
7250 REDWOOD BLVDSUITE 300
NOVATO
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 844-626-4949, Fax: None
Chief Compliance Officer
ROBERT HOYT
4550 NE 94TH STREET
SEATTLE
WA
United States
Tel:
847-274-8328
R*****@************M
(Full email address available in API data)
Regulatory Contact
MATTHEW GROPP
DIRECTOR OF OPERATIONS
15465 W. BALTIC AVENUE
LAKEWOOD
CO
United States
Tel:
415-895-3951
M******@************M
(Full email address available in API data)
Industry Affiliates
| MCM AMP FUNDS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMP I, LP | Hedge Fund | $42.7M | $0.5M | 72 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAKIM, GEOFFREY, AMEEN | Individual | – | PRINCIPAL/FOUNDER | 07/1997 | 50-75% |
| HOYT, ROBERT, MARK | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2021 | 25-50% |