RYAN HERITAGE, LLP
Adviser information for RYAN HERITAGE, LLP last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $16.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $16.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $16.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122617 |
|---|---|
| SEC ERA File Number | 801-122617 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317097 |
| Legal Entity Identifier | None |
Principal Office
PARK 80 WEST - PLAZA TWO250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
United States
Monday - Friday, 9 A.M.- 5 P.M.
Tel: 201-556-0092, Fax: 201-556-0097
Chief Compliance Officer
STEPHANIE DARLING
417 ALLIANCE STREET
HAVRE DE GRACE
MD
United States
Tel:
410-920-7329
S*******@*******************M
(Full email address available in API data)
Industry Affiliates
| BULLDOG INVESTORS, LLP | Other investment adviser, including financial planners |
| THE LAW OFFICE OF STEPHANIE DARLING | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAKOS, ANDREW, (NMN) | Individual | – | PARTNER | 02/2022 | 50-75% |
| GOLDSTEIN, PHILLIP, FRANKLIN | Individual | – | PARTNER | 02/2022 | 50-75% |
| DARLING, STEPHANIE, LYNNE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |