THEPARTNERS WEALTH MANAGEMENT
PARTNERS WEALTH MANAGEMENT, LLC Legal Name
Adviser information for THEPARTNERS WEALTH MANAGEMENT last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 483 | $135.8M |
| Non-Discretionary | 82 | $36.8M |
| Total | 565 | $172.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 451 | $87.7M |
| HNW Individuals | 32 | $48.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 81 | $34.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAMP PROGRAM/MODEL MANAGER/SUB ADVISOR |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122637 |
|---|---|
| SEC ERA File Number | 801-122637 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314816 |
| Legal Entity Identifier | None |
Principal Office
299 WEBSTER STREETMONTEREY
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 800-324-3010, Fax: 831-275-2680
Chief Compliance Officer
JEFFREY SMITH
CCO
1250 CONNECTICUT AVE NW
SUITE 700
WASHINGTON
DC
United States
Tel:
248-376-1480
J********@****************M
(Full email address available in API data)
Industry Affiliates
| ADAPTIVE INVESTMENTS | Other investment adviser, including financial planners |
| ELITE TAMP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENT, TREVIN, RICHARD | Individual | – | CHIEF OPERATING OFFICER | 03/2023 | < 5% |
| PURPLE MARLIN LLC | Domestic Entity | – | MEMBER | 04/2021 | > 75% |
| RUTHERFORD, GREGORY, ALLAN | Individual | – | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | 04/2021 | < 5% |
| RUTHERFORD, GREGORY, ALLAN | Individual | PURPLE MARLIN LLC | MANAGER | 03/2021 | > 75% |
| SMITH, JEFFREY, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| Balas, Justin | Individual | – | CHIEF INVESTMENT OFFICER | 12/2023 | < 5% |