RC CAPITAL
RIVER CITIES MANAGEMENT, INC. (F.K.A. MAYFIELD & ROBINSON, INC.) Legal Name
Adviser information for RC CAPITAL last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $784.6M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $784.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $784.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122645 |
|---|---|
| SEC ERA File Number | 801-122645 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162297 |
| Legal Entity Identifier | None |
Principal Office
221 E. 4TH STREETSUITE 2400
CINCINNATI
OH
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 513-621-9700, Fax: 513-579-8939
Chief Compliance Officer
MADELINE HEDGES
255 E. FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5467
M**************@*****************************M
(Full email address available in API data)
Regulatory Contact
ADRIENNE VANNARSDALL
CFO
221 E. 4TH STREET
SUITE 2400
CINCINNATI
OH
United States
Tel:
513-621-9700
Fax:
513-579-8939
A***********@*******M
(Full email address available in API data)
Industry Affiliates
| RIVER CITIES FINANCIAL INSTITUTIONS FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVER CITIES MANAGEMENT IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVER CITIES MANAGEMENT V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVER CITIES MANAGEMENT VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVER CITIES MANAGEMENT VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RCCF IFBYPHONE, LLC | Private Equity Fund | $3.8M | $0.1M | 4 |
| RCCF NETSERTIVE,LLC | Private Equity Fund | $4.9M | $0.1M | 2 |
| RIVER CITIES CAPITAL FUND IV (NQP), L.P. | Private Equity Fund | $2.4M | $0.1M | 12 |
| RIVER CITIES CAPITAL FUND IV, L.P. | Private Equity Fund | $22.0M | $0.3M | 58 |
| RIVER CITIES CAPITAL FUND QP VII, LP | Private Equity Fund | $4.0M | $0.3M | 25 |
| RIVER CITIES CAPITAL FUND V (NQP), L.P. | Private Equity Fund | $5.3M | $0.1M | 22 |
| RIVER CITIES CAPITAL FUND V, L.P. | Private Equity Fund | $118.5M | $0.3M | 76 |
| RIVER CITIES CAPITAL FUND VI, L.P. | Private Equity Fund | $224.7M | $0.3M | 89 |
| RIVER CITIES CAPITAL FUND VII-B, LP | Private Equity Fund | $10.7M | $0.3M | 5 |
| RIVER CITIES CAPITAL FUND VII, LP | Private Equity Fund | $61.5M | $0.3M | 79 |
| RIVER CITIES FINANCIAL INSTITUTIONS FUND V, L.P. | Private Equity Fund | $19.8M | $0.3M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLEMING, DANIEL, TIMOTHY | Individual | – | PRESIDENT, DIRECTOR | 05/2007 | 25-50% |
| VANNARSDALL, ADRIENNE, BETH | Individual | – | CHIEF FINANCIAL OFFICER | 02/2017 | < 5% |
| MCNABB, JOSEPH, CARTER | Individual | – | VICE PRESIDENT - SECRETARY, TREASURER | 01/2010 | 25-50% |
| HEIMANN, ROBERT, ALVIN | Individual | – | VICE PRESIDENT | 07/2014 | 25-50% |
| VANDEVENNE, RURIK, GERALD | Individual | – | VICE PRESIDENT | 07/2014 | 25-50% |
| HEDGES, MADELINE, ELAINE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |