KEY WEALTH ADVISORS LLC
Adviser information for KEY WEALTH ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 155 | $69.0M |
| Non-Discretionary | 8 | $2.5M |
| Total | 163 | $71.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 37 | $17.0M |
| HNW Individuals | 19 | $52.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $2.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122646 |
|---|---|
| SEC ERA File Number | 801-122646 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317106 |
| Legal Entity Identifier | None |
Principal Office
199 WATER STREET17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: (256) 715-9611, Fax: None
Chief Compliance Officer
AHMAD RAZI KARIM
CHIEF EXECUTIVE OFFICER
199 WATER STREET
17TH FLOOR,
NEW YORK
NY
United States
Tel:
(256) 715-9611
R*****@*********************M
(Full email address available in API data)
Regulatory Contact
AHMAD RAZI KARIM
CCO
199 WATER ST
17 FLOOR
NEW YORK
NY
United States
Tel:
(256) 715-9611
R*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEY WEALTH MANAGEMENT LLC | Domestic Entity | – | MANAGING MEMBER (HOLDING COMPANY) | 10/2021 | > 75% |
| KARIM, AHMAD, RAZI | Individual | – | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| KARIM, AHMAD, RAZI | Individual | KEY WEALTH MANAGEMENT LLC | MANAGING MEMBER | 10/2021 | |
| ELFENBEIN, DAVID, ADAM | Individual | – | PRESIDENT - WEALTH MANAGEMENT | 11/2021 | < 5% |
| ELFENBEIN, DAVID, ADAM | Individual | KEY WEALTH MANAGEMENT LLC | MEMBER | 11/2021 |