CONSTITUTION WEALTH LLC
Adviser information for CONSTITUTION WEALTH LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 138 | $22.9M |
| Non-Discretionary | 0 | $0 |
| Total | 138 | $22.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $11.5M |
| HNW Individuals | 6 | $11.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMNET WORTH PRICING |
Identifiers
| SEC RIA File Number | 801-122652 |
|---|---|
| SEC ERA File Number | 801-122652 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313916 |
| Legal Entity Identifier | None |
Principal Office
17179 VERDIGRIS VALLEY ROADRAMONA
CA
United States
BY APPOINTMENT OR VIRTUAL MEETINGS, BY APPOINTMENT
Tel: 866-463-1776, Fax: None
Chief Compliance Officer
ALLISON BLAKE
17179 VERDIGRIS VALLEY ROAD
RAMONA
CA
United States
Tel:
619-987-0645
C*********@*********************M
(Full email address available in API data)
Regulatory Contact
LEILAH ROCHE
17179 VERDIGRIS VALLEY ROAD
RAMONA
CA
United States
Tel:
800-620-4232
C*********@*********************M
(Full email address available in API data)
Industry Affiliates
| WORTHPOINTE | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VANSLYKE, CHRISTOPHER, PAUL | Individual | – | MANAGING MEMBER/PRINCIPAL | 01/2021 | > 75% |
| BLAKE, ALLISON, BROOKE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |