ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC
Adviser information for ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 359 | $374.0M |
| Non-Discretionary | 182 | $30.0M |
| Total | 541 | $404.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $17.2M |
| HNW Individuals | 51 | $307.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $95 |
| Charitable organizations | <5 | $8.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $71.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)INSTITUTIONAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 270.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ARGONAUTICA PRIVATE WEALTH MANAGEMENT | ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC |
Principal Office
57 RIVER STREETSUITE 202
WELLESLEY
MA
United States
Monday - Friday, 8:30-4:30
Tel: 781-591-0200, Fax: 781-591-0301
Chief Compliance Officer
MARY LECCA
CHIEF COMPLIANCE OFFICER
57 RIVER STREET
SUITE 202
WELLESLEY
MA
United States
Tel:
781-304-4101
Fax:
7815910301
M*********@*****************M
(Full email address available in API data)
Regulatory Contact
THEODORE YORK
PRESIDENT, MANAGING PRINCIPAL, PORTFOLIO MANAGER
57 RIVER STREET
SUITE 202
WELLESLEY
MA
United States
Tel:
781-304-4028
Fax:
7815910301
T************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YORK, THEODORE, CHARLES | Individual | – | PRESIDENT | 09/2021 | 50-75% |
| RAMBUSCH, FRANK | Individual | – | SECRETARY AND TREASURER | 09/2021 | 50-75% |
| LECCA, MARY, LOURDES | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 4M | 42K | – |
| ABBVIE INC | COM | 4M | 22K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 218K | 718 | – |
| ADOBE INC | COM | 818K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 16K | – |
| AFLAC INC | COM | 467K | 5K | – |
| AIR PRODS & CHEMS INC | COM | 2M | 10K | – |
| ALCON AG | ORD SHS | 386K | 4K | – |
| ALLSTATE CORP | COM | 302K | 2K | – |
| ALPHABET INC | CAP STK CL A | 13M | 72K | – |
| ALPHABET INC | CAP STK CL C | 1M | 7K | – |
| AMAZON COM INC | COM | 8M | 43K | – |
| AMERICAN TOWER CORP NEW | COM | 207K | 1K | – |
| ANALOG DEVICES INC | COM | 3M | 14K | – |
| ANSYS INC | COM | 316K | 982 | – |
| APPLE INC | COM | 17M | 79K | – |
| APPLIED MATLS INC | COM | 7M | 31K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 672K | 657 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 302K | 4K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 716K | 3K | – |
| AUTOZONE INC | COM | 279K | 94 | – |
| BECTON DICKINSON & CO | COM | 2M | 11K | – |
| BELLRING BRANDS INC | COMMON STOCK | 346K | 6K | – |
| BLACKROCK INC | COM | 4M | 6K | – |
| BLACKSTONE INC | COM | 4M | 36K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 243K | 6K | – |
| BROADCOM INC | COM | 7M | 4K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 318K | 2K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 726K | 26K | – |
| BROWN & BROWN INC | COM | 470K | 5K | – |
| BURLINGTON STORES INC | COM | 418K | 2K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 299K | 4K | – |
| CELSIUS HLDGS INC | COM NEW | 683K | 12K | – |
| CENTENE CORP DEL | COM | 214K | 3K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 978K | 6K | – |
| CHEMED CORP NEW | COM | 256K | 471 | – |
| CHEVRON CORP NEW | COM | 2M | 14K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 2M | 28K | – |
| CHUBB LIMITED | COM | 406K | 2K | – |
| CISCO SYS INC | COM | 4M | 89K | – |
| CITIGROUP INC | COM NEW | 254K | 4K | – |
| CNFINANCE HLDGS LTD | SPON ADS | 92K | 57K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 306K | 5K | – |
| COTERRA ENERGY INC | COM | 297K | 11K | – |
| CROWDSTRIKE HLDGS INC | CL A | 3M | 7K | – |
| CVS HEALTH CORP | COM | 253K | 4K | – |
| DANAHER CORPORATION | COM | 676K | 3K | – |
| DEXCOM INC | COM | 714K | 6K | – |
| DIAGEO PLC | SPON ADR NEW | 225K | 2K | – |
| DICKS SPORTING GOODS INC | COM | 452K | 2K | – |
| DRAFTKINGS INC NEW | COM CL A | 368K | 10K | – |
| DUPONT DE NEMOURS INC | COM | 316K | 4K | – |
| ECOLAB INC | COM | 1M | 5K | – |
| ELECTRONIC ARTS INC | COM | 765K | 5K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELEC CO | COM | 3M | 24K | – |
| EOG RES INC | COM | 798K | 6K | – |
| EVERCORE INC | CLASS A | 494K | 2K | – |
| EXXON MOBIL CORP | COM | 3M | 23K | – |
| FASTENAL CO | COM | 251K | 4K | – |
| FIRSTSERVICE CORP NEW | COM | 349K | 2K | – |
| FISERV INC | COM | 1M | 7K | – |
| FORTINET INC | COM | 994K | 17K | – |
| FORTIS INC | COM | 259K | 7K | – |
| GENERAL DYNAMICS CORP | COM | 3M | 10K | – |
| GENERAL MTRS CO | COM | 302K | 6K | – |
| GILEAD SCIENCES INC | COM | 286K | 4K | – |
| GOLDMAN SACHS GROUP INC | COM | 529K | 1K | – |
| GUIDEWIRE SOFTWARE INC | COM | 545K | 4K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 837K | 17K | – |
| HALLIBURTON CO | COM | 538K | 16K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 523K | 25K | – |
| HONEYWELL INTL INC | COM | 2M | 11K | – |
| ILLINOIS TOOL WKS INC | COM | 3M | 13K | – |
| INTEL CORP | COM | 669K | 22K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 669K | 5K | – |
| INTERCONTINENTAL HOTELS GROU | SPONSORED ADS | 465K | 4K | – |
| INTUIT | COM | 3M | 4K | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 517K | 22K | – |
| ISHARES INC | CORE MSCI EMKT | 825K | 15K | – |
| ISHARES TR | CORE MSCI EAFE | 1M | 18K | – |
| ISHARES TR | CORE MSCI TOTAL | 314K | 5K | – |
| ISHARES TR | EAFE SML CP ETF | 572K | 9K | – |
| ISHARES TR | IBOXX HI YD ETF | 732K | 9K | – |
| ISHARES TR | IBOXX INV CP ETF | 885K | 8K | – |
| ISHARES TR | NATIONAL MUN ETF | 572K | 5K | – |
| ISHARES TR | PFD AND INCM SEC | 2M | 50K | – |
| ISHARES TR | SHORT TREAS BD | 1M | 11K | – |
| JOHNSON & JOHNSON | COM | 819K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 359K | 2K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 1M | 8K | – |
| KINDER MORGAN INC DEL | COM | 2M | 98K | – |
| KLA CORP | COM NEW | 4M | 4K | – |
| KROGER CO | COM | 302K | 6K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 2M | 10K | – |
| LAM RESEARCH CORP | COM | 2M | 1K | – |
| LAS VEGAS SANDS CORP | COM | 233K | 5K | – |
| LAUDER ESTEE COS INC | CL A | 404K | 4K | – |
| LENNAR CORP | CL A | 618K | 4K | – |
| LINDE PLC | SHS | 393K | 896 | – |
| LOCKHEED MARTIN CORP | COM | 3M | 6K | – |
| LULULEMON ATHLETICA INC | COM | 738K | 2K | – |
| M & T BK CORP | COM | 368K | 2K | – |
| MARATHON OIL CORP | COM | 449K | 16K | – |
| MARVELL TECHNOLOGY INC | COM | 323K | 5K | – |
| MASTERCARD INCORPORATED | CL A | 738K | 2K | – |
| MCDONALDS CORP | COM | 2M | 8K | – |
| MCKESSON CORP | COM | 2M | 3K | – |
| MEDTRONIC PLC | SHS | 3M | 40K | – |
| MERCK & CO INC | COM | 693K | 6K | – |
| META PLATFORMS INC | CL A | 5M | 10K | – |
| METLIFE INC | COM | 299K | 4K | – |
| MGM RESORTS INTERNATIONAL | COM | 392K | 9K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 317K | 3K | – |
| MICROSOFT CORP | COM | 17M | 38K | – |
| MONDELEZ INTL INC | CL A | 3M | 42K | – |
| NEXTERA ENERGY INC | COM | 2M | 30K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 266K | 10K | – |
| NOVARTIS AG | SPONSORED ADR | 352K | 3K | – |
| NOVO-NORDISK A S | ADR | 1M | 7K | – |
| NUCOR CORP | COM | 594K | 4K | – |
| NVIDIA CORPORATION | COM | 12M | 94K | – |
| OMNICOM GROUP INC | COM | 276K | 3K | – |
| ORACLE CORP | COM | 4M | 31K | – |
| OREILLY AUTOMOTIVE INC | COM | 722K | 684 | – |
| PACCAR INC | COM | 285K | 3K | – |
| PALO ALTO NETWORKS INC | COM | 724K | 2K | – |
| PARKER-HANNIFIN CORP | COM | 2M | 4K | – |
| PAYCOM SOFTWARE INC | COM | 443K | 3K | – |
| PENUMBRA INC | COM | 730K | 4K | – |
| PHILLIPS 66 | COM | 3M | 20K | – |
| PPG INDS INC | COM | 2M | 17K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 711K | 9K | – |
| PROCTER AND GAMBLE CO | COM | 742K | 5K | – |
| PULTE GROUP INC | COM | 2M | 14K | – |
| QORVO INC | COM | 219K | 2K | – |
| QUALCOMM INC | COM | 262K | 1K | – |
| RBC BEARINGS INC | COM | 365K | 1K | – |
| REGENERON PHARMACEUTICALS | COM | 490K | 466 | – |
| RELX PLC | SPONSORED ADR | 399K | 9K | – |
| RESTAURANT BRANDS INTL INC | COM | 308K | 4K | – |
| RIO TINTO PLC | SPONSORED ADR | 233K | 4K | – |
| RLI CORP | COM | 389K | 3K | – |
| ROCKWELL AUTOMATION INC | COM | 483K | 2K | – |
| RPM INTL INC | COM | 475K | 4K | – |
| S&P GLOBAL INC | COM | 211K | 474 | – |
| SALESFORCE INC | COM | 458K | 2K | – |
| SANOFI | SPONSORED ADR | 269K | 6K | – |
| SAP SE | SPON ADR | 460K | 2K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 560K | 3K | – |
| SCHLUMBERGER LTD | COM STK | 276K | 6K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHELL PLC | SPON ADS | 432K | 6K | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 254K | 10K | – |
| SONY GROUP CORP | SPONSORED ADR | 277K | 3K | – |
| SPDR SER TR | PORTFOLIO SHORT | 635K | 21K | – |
| STAG INDL INC | COM | 269K | 7K | – |
| STARBUCKS CORP | COM | 4M | 46K | – |
| STRYKER CORPORATION | COM | 3M | 7K | – |
| SUN CMNTYS INC | COM | 333K | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 6K | – |
| TARGET CORP | COM | 350K | 2K | – |
| TC ENERGY CORP | COM | 283K | 7K | – |
| TE CONNECTIVITY LTD | SHS | 347K | 2K | – |
| TESLA INC | COM | 4M | 18K | – |
| TEXAS INSTRS INC | COM | 4M | 21K | – |
| TJX COS INC NEW | COM | 1M | 11K | – |
| TKO GROUP HOLDINGS INC | CL A | 274K | 3K | – |
| TOTALENERGIES SE | SPONSORED ADS | 345K | 5K | – |
| TOYOTA MOTOR CORP | ADS | 384K | 2K | – |
| TRACTOR SUPPLY CO | COM | 2M | 9K | – |
| TRANE TECHNOLOGIES PLC | SHS | 903K | 3K | – |
| TYLER TECHNOLOGIES INC | COM | 552K | 1K | – |
| UBER TECHNOLOGIES INC | COM | 901K | 12K | – |
| ULTA BEAUTY INC | COM | 318K | 824 | – |
| UNILEVER PLC | SPON ADR NEW | 311K | 6K | – |
| UNION PAC CORP | COM | 250K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 7M | 13K | – |
| VAIL RESORTS INC | COM | 248K | 1K | – |
| VALERO ENERGY CORP | COM | 3M | 19K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 448K | 9K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 561K | 7K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 253K | 4K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 277K | 4K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 848K | 12K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 2M | 8K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 924K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 2M | 8K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 776K | 15K | – |
| VERIZON COMMUNICATIONS INC | COM | 268K | 6K | – |
| VISA INC | COM CL A | 3M | 10K | – |
| WALMART INC | COM | 4M | 61K | – |
| WASTE CONNECTIONS INC | COM | 873K | 5K | – |
| WESTERN DIGITAL CORP. | COM | 693K | 9K | – |
| WORKDAY INC | CL A | 754K | 3K | – |
| XYLEM INC | COM | 227K | 2K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 492K | 2K | – |