RISE VEST INVESTMENTS, LLC
Adviser information for RISE VEST INVESTMENTS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $10.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $10.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $10.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122672 |
|---|---|
| SEC ERA File Number | 801-122672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313383 |
| Legal Entity Identifier | None |
Principal Office
122 RIO ROSE CIRCLECOLUMBIA
SC
United States
Monday - Friday, 8:00 A.M TO 5:00 P.M.
Tel: (224) 470-0277, Fax: None
Websites
Chief Compliance Officer
EKE URUM
CEO & CCO
122 RIO ROSE CIRCLE
COLUMBIA
SC
United States
Tel:
(224) 470-0277
E**@***********M
(Full email address available in API data)
Regulatory Contact
OTAS EVBUOMWAN
CHIEF ADMINISTRATIVE OFFICER
122 RIO ROSE CIRCLE
COLUMBIA
SC
United States
Tel:
224-470-0277
A****@***********M
(Full email address available in API data)
Industry Affiliates
| RISE VEST TECHNOLOGIES LTD | Other investment adviser, including financial planners |
| RISE WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Urum, Eke, Eleanya | Individual | – | MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 12/2020 | 10-25% |
| RISE VEST TECHNOLOGIES LIMITED | Domestic Entity | – | CORPORATION | 12/2020 | > 75% |