THE FINANCIAL RESOURCE CENTER
THE FINANCIAL RESOURCE CENTER, INC. Legal Name
Adviser information for THE FINANCIAL RESOURCE CENTER last updated from Form ADV on March 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 343 | $343.4M |
| Total | 343 | $343.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 216 | $76.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $4.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 3 | $259.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $3.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122673 |
|---|---|
| SEC ERA File Number | 801-122673 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316747 |
| Legal Entity Identifier | None |
Principal Office
9640 COMMERCE DRIVESUITE 414
CARMEL
IN
United States
Monday - Friday, 9:00 - 4:30
Tel: 317-871-8571, Fax: (317) 471-0138
Chief Compliance Officer
EVAN T. LANE
INVESTMENT ADVISOR REPRESENTATIVE
9640 COMMERCE DRIVE
SUITE 414
CARMEL
IN
United States
Tel:
(317) 871-8571
Fax:
(317) 471-0138
E***@**********M
(Full email address available in API data)
Regulatory Contact
CAROL J. LANE
OWNER, INVESTMENT ADVISOR REPRESENTATIVE
9640 COMMERCE DRIVE
SUITE 414
CARMEL
IN
United States
Tel:
(317) 871-8571
Fax:
(317) 471-0138
C****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANE, CAROL, JEAN | Individual | – | PRESIDENT | 09/2021 | > 75% |
| LANE, EVAN, TYLER | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |