HILL COUNTRY GROUP
HILL COUNTRY RETIREMENT SOLUTIONS LLC Legal Name
Adviser information for HILL COUNTRY GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 485 | $134.3M |
| Non-Discretionary | 21 | $45.3M |
| Total | 506 | $179.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 442 | $28.1M |
| HNW Individuals | 37 | $77.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $45.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $28.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 98.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HILL COUNTRY GROUP WRAP PROGRAM | HILL COUNTRY GROUP |
Identifiers
| SEC RIA File Number | 801-122675 |
|---|---|
| SEC ERA File Number | 801-122675 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307376 |
| Legal Entity Identifier | None |
Principal Office
2 SPENCER ROADSUITE 102
BOERNE
TX
United States
BY APPOINTMENT ONLY, 8AM - 5PM
Tel: 830-815-2000, Fax: None
Chief Compliance Officer
TAYLOR DAVIS
2 SPENCER ROAD
SUITE 102
BOERNE
TX
United States
Tel:
(830)815-2000
T*****@*******************M
(Full email address available in API data)
Regulatory Contact
IVAN BARRETTO
CONSULTANT
13359 NORTH HIGHWAY 183
SUITE 406-649
AUSTIN
TX
United States
Tel:
8337422246
I***@*******O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, JAMES, ROBERT | Individual | – | MANAGING MEMBER | 07/2017 | 25-50% |
| Davis, J Taylor, Laing | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2020 | 25-50% |
| RICKERT, GREGORY, MICHAEL | Individual | – | MANAGING MEMBER | 07/2017 | 25-50% |