CORAZON GROUP LLC
Adviser information for CORAZON GROUP LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $257.7M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $257.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $257.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122677 |
|---|---|
| SEC ERA File Number | 801-122677 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285865 |
| Legal Entity Identifier | None |
Principal Office
350 N ORLEANSSUITE 9000N
CHICAGO
IL
United States
Monday - Friday, 9-5
Tel: 312-952-1654, Fax: 312-857-2024
Chief Compliance Officer
TENDAI BRAIS
HEAD OF FINANCE
301 W. GRAND AVE.
#343
CHICAGO
IL
United States
Tel:
812-604-6287
T*****@*************M
(Full email address available in API data)
Regulatory Contact
STEVEN M FARSHT
MANAGER
301 W. GRAND AVE.
#343
CHICAGO
IL
United States
Tel:
612-817-0589
Fax:
312-857-2024
F*****@*************M
(Full email address available in API data)
Industry Affiliates
| CORAZON CAPITAL II ALPHA CENTAURI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORAZON CAPITAL II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORAZON CAPITAL III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORAZON MATCHBOX GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| RAFT SMASH II LLC | Sponsor, GP, manager of pooled investment vehicles |
| RAFT SMASH LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CORAZON CAPITAL II ALPHA CENTAURI VI LP | Venture Capital Fund | $39.5M | $0.0M | 51 |
| CORAZON CAPITAL II LP | Venture Capital Fund | $69.3M | $0.3M | 44 |
| CORAZON CAPITAL III LP | Venture Capital Fund | $104.9M | $0.2M | 85 |
| CORAZON MATCHBOX LP | Venture Capital Fund | $33.0M | $0.1M | 85 |
| RAFT SMASH II LP | FUND OF FUNDS | $4.9M | $0.1M | 13 |
| RAFT SMASH LP | FUND OF FUNDS | $6.0M | $0.3M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEVEN M FARSHT REVOCABLE TRUST DATED 5/17/2002 | Domestic Entity | – | MEMBER | 09/2016 | 50-75% |
| SAM DROSTE YAGAN REVOCABLE TRUST UAD 12/13/2011 | Domestic Entity | – | MEMBER | 09/2016 | 50-75% |
| BRAIS, TENDAI, DENISE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| YAGAN, SAM, DROSTE | Individual | SAM DROSTE YAGAN REVOCABLE TRUST UAD 12/13/2011 | TRUSTEE | 12/2011 | |
| FARSHT, STEVEN, MATTHEW | Individual | STEVEN M FARSHT REVOCABLE TRUST DATED 5/17/2002 | TRUSTEE | 05/2002 |