GRIZZLE INVESTMENT MANAGEMENT LLC
Adviser information for GRIZZLE INVESTMENT MANAGEMENT LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JULY |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122682 |
|---|---|
| SEC ERA File Number | 801-122682 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317242 |
| Legal Entity Identifier | None |
Principal Office
573 COLDSTREAM DRBERWYN
PA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (267) 419-7469, Fax: None
Chief Compliance Officer
DUANE HOPE
573 COLDSTREAM DR
BERWYN
PA
United States
Tel:
416-358-5810
C*********@**************M
(Full email address available in API data)
Regulatory Contact
SCOTT WILLIS
573 COLDSTREAM DR
BERWYN
PA
United States
Tel:
(267) 419-7469
S****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOPE, DUANE | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR | 01/2024 | < 5% |
| WILLIS, SCOTT, T | Individual | – | MEMBER, DIRECTOR | 09/2021 | > 75% |
| GEORGE, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER, DIRECTOR | 09/2021 | < 5% |