THEMATIC INVESTMENTS, LLC
Adviser information for THEMATIC INVESTMENTS, LLC last updated from Form ADV on March 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $8.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $8.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $8.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | NO COMPENSATION |
Identifiers
| SEC RIA File Number | 801-122685 |
|---|---|
| SEC ERA File Number | 801-122685 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315752 |
| Legal Entity Identifier | None |
Principal Office
6201 COLLEGE BLVD7TH FLOOR
OVERLAND PARK
KS
United States
Monday - Friday, 8:00 A.M.- 5:00 P.M.
Tel: 816-588-1144, Fax: None
Chief Compliance Officer
THOMAS MANCUSO
MANAGING PARTNER
6201 COLLEGE BLVD
7TH FLOOR
OVERLAND PARK
KS
United States
Tel:
816-588-1144
T****@************M
(Full email address available in API data)
Industry Affiliates
| FIDUCIARY INVESTMENT TRUSTS, LLC | Other investment adviser, including financial planners |
| PCRM LLC | Insurance company or agency |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANCUSO, THOMAS, JOHN | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 05/2021 | 50-75% |
| HAKES, TIM, DAVID | Individual | – | PARTNER | 05/2021 | 10-25% |
| COLANGELO, SCOTT, JAMES | Individual | – | PARTNER | 05/2021 | 10-25% |
| HILDEBRAND, JOE, DON | Individual | – | PARTNER | 05/2021 | 10-25% |
| Jasinski, Matthew, Kirby | Individual | – | PARTNER | 05/2021 | 10-25% |
| G III, LLC | Domestic Entity | – | INVESTOR | 01/2022 | < 5% |
| BALTIMORE AVENUE VENTURES, LLC | Domestic Entity | – | INVESTOR | 06/2022 | < 5% |
| Mancuso, Gerald, Joseph | Individual | G III, LLC | INVESTOR | 01/2022 | 50-75% |
| Mancuso, Gerald, Michael | Individual | G III, LLC | INVESTOR | 01/2022 | 50-75% |
| AYTES, JASON, STUART | Individual | BALTIMORE AVENUE VENTURES, LLC | INVESTOR | 06/2022 | > 75% |