ALPHA LEONIS PARTNERS, LLC
Adviser information for ALPHA LEONIS PARTNERS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $292.6M |
| Total | 2 | $292.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $292.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122692 |
|---|---|
| SEC ERA File Number | 801-122692 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314560 |
| Legal Entity Identifier | None |
Principal Office
413 WEST 14TH STREETSUITE 247B
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 332-249-0050, Fax: None
Websites
Chief Compliance Officer
COLLIN RISSOLO
413 WEST 14TH STREET
SUITE 247B
NEW YORK
NY
United States
Tel:
332-249-0052
C*******@*********M
(Full email address available in API data)
Regulatory Contact
DAVID PINKERTON
CEO
413 WEST 14TH STREET
SUITE 247B
NEW YORK
NY
United States
Tel:
332-249-0051
D*********@*********M
(Full email address available in API data)
Industry Affiliates
| ALP KEF GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALPHA LEONIS PARTNERS AG | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALPHA LEONIS PARTNERS AG | Foreign Entity | – | OWNER | 01/2021 | > 75% |
| Budzynski, Witold | Individual | – | CFO | 01/2021 | < 5% |
| PINKERTON, DAVID, BRUCE | Individual | – | CEO/CIO | 01/2021 | < 5% |
| RISSOLO, COLLIN, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| PINKERTON, DAVID, BRUCE | Individual | ALPHA LEONIS PARTNERS AG | SHAREHOLDER | 01/2021 | 25-50% |
| RISING TIDE GMBH | Foreign Entity | ALPHA LEONIS PARTNERS AG | SHAREHOLDER | 02/2021 | 50-75% |
| RISING TIDE FOUNDATION | Foreign Entity | RISING TIDE GMBH | OWNER | 12/2010 | 50-75% |
| Stephenson, Shawn | Individual | RISING TIDE FOUNDATION | CHAIRMAN | 04/2016 | |
| Stephenson, Shawn | Individual | ALPHA LEONIS PARTNERS AG | CHAIRMAN | 08/2017 | |
| Stephenson, Shawn | Individual | RISING TIDE GMBH | PRESIDENT | 12/2010 |