SORA INVESTORS
SORA INVESTORS LLC Legal Name
Adviser information for SORA INVESTORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $673.1M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $673.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $673.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesEXPENSE REIMBURSEMENT |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ONE TOWN PLACESUITE 110
BRYN MAWR
PA
United States
Monday - Friday, 8AM - 5PM
Tel: 610-801-2000, Fax: None
Chief Compliance Officer
JENELL WUNSCH
HEAD OF OPERATIONS
ONE TOWN PLACE
SUITE 110
BRYN MAWR
PA
United States
Tel:
610-801-2002
J*****@****************M
(Full email address available in API data)
Regulatory Contact
KARL RICHTER
MANAGING PARTNER/PORTFOLIO MANAGER
ONE TOWN PLACE
SUITE 110
BRYN MAWR
PA
United States
Tel:
610-801-2001
K***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GE, LARRY, YILEI | Individual | – | PORTFOLIO MANAGER AND PARTNER | 09/2021 | < 5% |
| SORA INVESTMENT MANAGEMENT LP | Domestic Entity | – | SOLE OWNER | 09/2021 | > 75% |
| RICHTER, KARL, K | Individual | – | CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | 09/2021 | < 5% |
| WUNSCH, JENELL, KIM | Individual | – | CHIEF COMPLIANCE OFFICER AND HEAD OF OPERATIONS | 09/2021 | < 5% |
| SORA INVESTMENT MANAGEMENT GP LLC | Domestic Entity | SORA INVESTMENT MANAGEMENT LP | GENERAL PARTNER | 09/2021 | |
| RICHTER, KARL, K | Individual | SORA INVESTMENT MANAGEMENT LP | MANAGING PARTNER | 09/2021 | > 75% |
| RICHTER, KARL, K | Individual | SORA INVESTMENT MANAGEMENT GP LLC | MANAGER | 09/2021 | > 75% |
| GE, LARRY, YILEI | Individual | SORA INVESTMENT MANAGEMENT LP | PARTNER | 09/2021 | |
| SHAH, SAMIR | Individual | SORA INVESTMENT MANAGEMENT LP | PARTNER | 11/2022 | |
| SHAH, SAMIR | Individual | – | PORTFOLIO MANAGER AND PARTNER | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | COM | 12M | 75K | – |
| AMAZON COM INC | COM | 26M | 135K | – |
| AMBARELLA INC | SHS | 8M | 155K | – |
| AMERICAN TOWER CORP NEW | COM | 16M | 82K | – |
| APPLIED OPTOELECTRONICS INC | COM | 4M | 450K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 15M | 15K | – |
| AT&T INC | COM | 7M | 350K | – |
| AURORA INNOVATION INC | CLASS A COM | 7M | 3M | – |
| AUTOMATIC DATA PROCESSING IN | COM | 18M | 75K | – |
| BLOCK INC | CL A | 8M | 125K | – |
| CIENA CORP | COM NEW | 10M | 200K | – |
| CORNING INC | COM | 8M | 200K | – |
| DATADOG INC | CL A COM | 5M | 40K | – |
| DAYFORCE INC | COM | 4M | 85K | – |
| DIGITAL RLTY TR INC | COM | 8M | 50K | – |
| E2OPEN PARENT HOLDINGS INC | COM CL A | 674K | 150K | – |
| ELECTRONIC ARTS INC | COM | 5M | 35K | – |
| ENDAVA PLC | ADS | 6M | 200K | – |
| ENOVIX CORPORATION | COM | 5M | 300K | – |
| EPAM SYS INC | COM | 6M | 30K | – |
| EXPEDIA GROUP INC | COM NEW | 4M | 35K | – |
| FORMFACTOR INC | COM | 8M | 135K | – |
| GLOBAL PMTS INC | COM | 10M | 105K | – |
| GLOBANT S A | COM | 15M | 87K | – |
| HP INC | COM | 18M | 500K | – |
| HUBSPOT INC | COM | 7M | 12K | – |
| IPG PHOTONICS CORP | COM | 12M | 140K | – |
| LUMENTUM HLDGS INC | COM | 18M | 350K | – |
| LYFT INC | CL A COM | 6M | 450K | – |
| MARVELL TECHNOLOGY INC | COM | 17M | 250K | – |
| MASTERCARD INCORPORATED | CL A | 11M | 25K | – |
| MERCADOLIBRE INC | COM | 2M | 1K | – |
| META PLATFORMS INC | CL A | 19M | 38K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 9M | 100K | – |
| MICROSOFT CORP | COM | 18M | 40K | – |
| MONDAY COM LTD | SHS | 5M | 20K | – |
| ORACLE CORP | COM | 10M | 70K | – |
| REMITLY GLOBAL INC | COM | 1M | 100K | – |
| SALESFORCE INC | COM | 17M | 65K | – |
| SAMSARA INC | COM CL A | 7M | 200K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 11M | 55K | – |
| SEMTECH CORP | COM | 4M | 150K | – |
| SERVICENOW INC | COM | 8M | 10K | – |
| SMARTSHEET INC | COM CL A | 3M | 75K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 2M | 15K | – |
| TRANSUNION | COM | 15M | 200K | – |
| UNIVERSAL DISPLAY CORP | COM | 24M | 115K | – |
| VISA INC | COM CL A | 24M | 90K | – |
| WESTERN DIGITAL CORP. | COM | 38M | 500K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 17M | 55K | – |
| ZUORA INC | COM CL A | 5M | 500K | – |