ANTHONY CAPITAL MANAGEMENT, LLC
Adviser information for ANTHONY CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $20.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $20.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $20.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122704 |
|---|---|
| SEC ERA File Number | 801-122704 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312256 |
| Legal Entity Identifier | None |
Principal Office
421 GEORGE STREETSUITE 206
DE PERE
WI
United States
Monday - Friday, 8AM-6PM
Tel: 561-371-1303, Fax: None
Websites
Chief Compliance Officer
STEPHEN HENDERLITE
421 GEORGE STREET
SUITE 206
DE PERE
WI
United States
Tel:
206-854-1313
S****@************M
(Full email address available in API data)
Regulatory Contact
DOUGLAS REICH
MANAGING DIRECTOR
421 GEORGE STREET
SUITE 206
DE PERE
WI
United States
Tel:
561-371-1303
D*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Reich, Doug, Anthony | Individual | – | MANAGING MEMBER, PRESIDENT | 09/2012 | > 75% |
| HENDERLITE, STEPHEN, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |