VANTAGE POINT FINANCIAL, LLC
VANTAGE POINT FINANCIAL LLC Legal Name
Adviser information for VANTAGE POINT FINANCIAL, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,201 | $235.2M |
| Non-Discretionary | 32 | $2.7M |
| Total | 1,233 | $237.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 373 | $86.7M |
| HNW Individuals | 108 | $151.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122708 |
|---|---|
| SEC ERA File Number | 801-122708 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305016 |
| Legal Entity Identifier | None |
Principal Office
3030 WARRENVILLE ROADSUITE 419
LISLE
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (331) 204-6212, Fax: None
Chief Compliance Officer
NICHOLAS J. REILAND
MANAGING PARTNER
3030 WARRENVILLE ROAD
SUITE 419
LISLE
IL
United States
Tel:
(331) 204-6212
N*******@***************M
(Full email address available in API data)
Industry Affiliates
| VANTAGE POINT INSURANCE AGENCY, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REILAND, NICHOLAS JOSEPH | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 08/2019 | 50-75% |
| KUNTZ, TIMOTHY MARTIN | Individual | – | MANAGING PARTNER | 08/2019 | 50-75% |