RAGA PARTNERS LP
Adviser information for RAGA PARTNERS LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $290.1M |
| Non-Discretionary | 3 | $1.4B |
| Total | 4 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $290.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $32.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)NON-INVESTMENT ADVISORY CONSULTING AGREEMENT WITH AN SEC-REGISTERED INVESTMENT ADVISER |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122716 |
|---|---|
| SEC ERA File Number | 801-122716 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316791 |
| Legal Entity Identifier | None |
Principal Office
298 ELIZABETH STREET, GROUND FLOORNEW YORK
NY
United States
Monday - Friday, 9-5
Tel: (646) 580-4086, Fax: 646-619-4931
Chief Compliance Officer
MATTHEW SENATORE
298 ELIZABETH STREET, GROUND FLOOR
NEW YORK
NY
United States
Tel:
(646) 580-4086
Fax:
646-619-4931
I***@***************M
(Full email address available in API data)
Regulatory Contact
NOEL SULLIVAN
298 ELIZABETH STREET, GROUND FLOOR
NEW YORK
NY
United States
Tel:
(646) 580-4086
Fax:
646-619-4931
I***@***************M
(Full email address available in API data)
Industry Affiliates
| RAGA HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RAGA CAPITAL PARTNERS I LP | Private Equity Fund | $41.0M | $3.0M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOSHI, ATUL, SHRIKANT | Individual | RAGA MANAGEMENT LLC | OWNER AND MANAGING MEMBER | 02/2021 | 50-75% |
| JOSHI, ATUL, SHRIKANT | Individual | – | MANAGING PARTNER | 02/2021 | < 5% |
| RAGA MANAGEMENT LLC | Domestic Entity | – | OWNER | 02/2021 | > 75% |
| JOSHI FAMILY LEGACY TRUST | Domestic Entity | RAGA MANAGEMENT LLC | OWNER | 01/2021 | 25-50% |
| JOSHI, ATUL, SHRIKANT | Individual | JOSHI FAMILY LEGACY TRUST | TRUSTEE | 02/2021 | |
| raftery, brian, edward | Individual | JOSHI FAMILY LEGACY TRUST | TRUSTEE | 02/2021 | |
| Senatore, Matthew, John | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| Senatore, Matthew, John | Individual | – | CHIEF LEGAL OFFICER | 05/2022 | < 5% |
| SULLIVAN, NOEL | Individual | – | DIRECTOR | 02/2021 | < 5% |