HERITAGE WEALTH MANAGEMENT, INC.
Adviser information for HERITAGE WEALTH MANAGEMENT, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 819 | $377.0M |
| Non-Discretionary | 0 | $0 |
| Total | 819 | $377.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 149 | $54.0M |
| HNW Individuals | 67 | $211.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $58.7M |
| Pension and profit sharing plans | <5 | $712,720 |
| Charitable organizations | 6 | $13.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $37.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Principal Office
11440 W. BERNARDO CT.STE 390
SAN DIEGO
CA
United States
MONDAY - THURSDAY, 9-5
Tel: 858-613-9191, Fax: 858-613-9222
Chief Compliance Officer
RYAN GIBBS
WEALTH ADVISOR
11440 W. BERNARDO CT.
STE 390
SAN DIEGO
CA
United States
Tel:
858-613-9191
R***@*******M
(Full email address available in API data)
Regulatory Contact
JASON CAMPBELL
11440 W. BERNARDO CT.
STE 390
SAN DIEGO
CA
United States
Tel:
858-613-9191
J****@*******M
(Full email address available in API data)
Industry Affiliates
| HERITAGE ADVANCED TAX STRATEGIES, INC. | Accountant or accounting firm |
| HPOP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIVERSIFIED PRIVATE EQUITY FUND LP | Private Equity Fund | $1.4M | $1.0M | 11 |
| HERITAGE INS SPV LP | Private Equity Fund | $6.6M | $0.3M | 13 |
| HERITAGE PRIVATE OPPORTUNITIES PORTFOLIO LP | Hedge Fund | $50.2M | $1.0M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIBBS, RYAN, KENT | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | 10-25% |
| JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | Domestic Entity | – | OWNER | 10/2021 | 50-75% |
| GIBBS, JORDAN, LAMARR | Individual | JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | TRUSTEE OF JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | 03/2015 | 50-75% |
| GIBBS, JESSICA, MARIE | Individual | JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | TRUSTEE OF JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | 03/2015 | 50-75% |
| GIBBS, JORDAN, LAMARR | Individual | – | PRESIDENT | 10/2021 | 50-75% |
| CAMPBELL, JASON, ALEXANDER | Individual | – | CHIEF INVESTMENT OFFICER | 01/2022 | 5-10% |
| Davis, Gregory, Ryan | Individual | – | PARTNER | 03/2022 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 140K | 17K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 195K | 643 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 91K | 300 | – |
| ADOBE INC | COM | 236K | 425 | – |
| ADOBE INC | COM | 56K | 100 | – |
| ALPHABET INC | CAP STK CL A | 890K | 5K | – |
| ALPHABET INC | CAP STK CL A | 346K | 2K | – |
| ALPHABET INC | CAP STK CL C | 241K | 1K | – |
| ALPHABET INC | CAP STK CL C | 18K | 100 | – |
| AMARIN CORP PLC | SPONS ADR NEW | 10K | 14K | – |
| AMAZON COM INC | COM | 801K | 4K | – |
| AMAZON COM INC | COM | 155K | 800 | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 12M | 195K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 1M | 12K | – |
| APOLLO GLOBAL MGMT INC | COM | 142K | 1K | – |
| APOLLO GLOBAL MGMT INC | COM | 85K | 721 | – |
| APPLE INC | COM | 1M | 7K | – |
| APPLE INC | COM | 5M | 25K | – |
| ARK ETF TR | INNOVATION ETF | 288K | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 271K | 667 | – |
| CBRE GBL REAL ESTATE INC FD | COM | 76K | 15K | – |
| CHEVRON CORP NEW | COM | 78K | 500 | – |
| CHEVRON CORP NEW | COM | 283K | 2K | – |
| CISCO SYS INC | COM | 195K | 4K | – |
| CISCO SYS INC | COM | 344K | 7K | – |
| COLGATE PALMOLIVE CO | COM | 78K | 800 | – |
| COLGATE PALMOLIVE CO | COM | 126K | 1K | – |
| COUPANG INC | CL A | 952K | 45K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 6M | 176K | – |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 835K | 38K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 3M | 100K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 311K | 8K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 1M | 53K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 971K | 20K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 2M | 59K | – |
| ELEVANCE HEALTH INC | COM | 170K | 313 | – |
| ELEVANCE HEALTH INC | COM | 54K | 100 | – |
| ELI LILLY & CO | COM | 885K | 978 | – |
| ELI LILLY & CO | COM | 91K | 100 | – |
| EXCHANGE TRADED CONCEPTS TRU | EMQQ EM INTERN | 250K | 8K | – |
| EXXON MOBIL CORP | COM | 454K | 4K | – |
| EXXON MOBIL CORP | COM | 69K | 600 | – |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 7K | 171K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HOME DEPOT INC | COM | 620K | 2K | – |
| INTEL CORP | COM | 536K | 17K | – |
| INTEL CORP | COM | 43K | 1K | – |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 204K | 8K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 862K | 2K | – |
| ISHARES TR | 20 YR TR BD ETF | 4M | 39K | – |
| ISHARES TR | IBOXX HI YD ETF | 1M | 14K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 17K | – |
| ISHARES TR | CORE S&P500 ETF | 239K | 436 | – |
| ISHARES TR | S&P 100 ETF | 230K | 870 | – |
| ISHARES TR | CALIF MUN BD ETF | 3M | 51K | – |
| ISHARES TR | SHRT NAT MUN ETF | 817K | 8K | – |
| ISHARES TR | IBOXX INV CP ETF | 4M | 34K | – |
| ISHARES TR | US TREAS BD ETF | 2M | 83K | – |
| ISHARES TR | S&P MC 400VL ETF | 1M | 13K | – |
| ISHARES TR | RUS 1000 GRW ETF | 436K | 1K | – |
| JOHNSON & JOHNSON | COM | 379K | 3K | – |
| JOHNSON & JOHNSON | COM | 190K | 1K | – |
| JPMORGAN CHASE & CO. | COM | 220K | 1K | – |
| JPMORGAN CHASE & CO. | COM | 81K | 400 | – |
| MCDONALDS CORP | COM | 248K | 973 | – |
| MCDONALDS CORP | COM | 127K | 500 | – |
| MERCK & CO INC | COM | 221K | 2K | – |
| MERCK & CO INC | COM | 99K | 800 | – |
| META PLATFORMS INC | CL A | 990K | 2K | – |
| META PLATFORMS INC | CL A | 403K | 800 | – |
| MICRON TECHNOLOGY INC | COM | 140K | 1K | – |
| MICRON TECHNOLOGY INC | COM | 66K | 500 | – |
| MICROSOFT CORP | COM | 2M | 4K | – |
| MICROSOFT CORP | COM | 670K | 2K | – |
| NIKE INC | CL B | 278K | 4K | – |
| NIKE INC | CL B | 241K | 3K | – |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 70K | 13K | – |
| NVIDIA CORPORATION | COM | 259K | 2K | – |
| NVIDIA CORPORATION | COM | 1M | 9K | – |
| ORACLE CORP | COM | 503K | 4K | – |
| ORACLE CORP | COM | 452K | 3K | – |
| PEPSICO INC | COM | 511K | 3K | – |
| PEPSICO INC | COM | 148K | 900 | – |
| PROCTER AND GAMBLE CO | COM | 222K | 1K | – |
| PROCTER AND GAMBLE CO | COM | 115K | 700 | – |
| QUALCOMM INC | COM | 2M | 8K | – |
| QUALCOMM INC | COM | 637K | 3K | – |
| RTX CORPORATION | COM | 313K | 3K | – |
| RTX CORPORATION | COM | 50K | 500 | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 5M | 97K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 9M | 91K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 644K | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 163K | 300 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 23M | 42K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 1M | 41K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 312K | 6K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 354K | 4K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 1M | 16K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 395K | 8K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 2M | 57K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 1M | 28K | – |
| STARBUCKS CORP | COM | 284K | 4K | – |
| STARBUCKS CORP | COM | 241K | 3K | – |
| STRYKER CORPORATION | COM | 834K | 2K | – |
| STRYKER CORPORATION | COM | 817K | 2K | – |
| TEXAS INSTRS INC | COM | 267K | 1K | – |
| TEXAS INSTRS INC | COM | 156K | 800 | – |
| UNITEDHEALTH GROUP INC | COM | 464K | 912 | – |
| UNITEDHEALTH GROUP INC | COM | 102K | 200 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 3M | 47K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 453K | 905 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 965K | 4K | – |
| VANGUARD INDEX FDS | VALUE ETF | 237K | 1K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 6M | 102K | – |
| VANGUARD WORLD FD | INF TECH ETF | 240K | 416 | – |
| VIRTUS CONVERTIBLE & INC FD | COM | 36K | 12K | – |
| VIRTUS DIVIDEND INTEREST & P | COM | 146K | 12K | – |
| WALMART INC | COM | 694K | 10K | – |
| WALMART INC | COM | 223K | 3K | – |