ZEST
ZEST CAPITAL LLC Legal Name
Adviser information for ZEST last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $164.1M |
| Non-Discretionary | 33 | $6.8M |
| Total | 36 | $170.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $4.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $2.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $164.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122725 |
|---|---|
| SEC ERA File Number | 801-122725 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316889 |
| Legal Entity Identifier | None |
Principal Office
200 SOUTH BISCAYNE BOULEVARDMIAMI
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 305-376-0317, Fax: None
Chief Compliance Officer
ARTHUR DO NASCIMENTO SILVA
PARTNER
200 SOUTH BISCAYNE BOULEVARD
MIAMI
FL
United States
Tel:
(305) 376-0317
A**********@******E
(Full email address available in API data)
Regulatory Contact
ALVARO EDUARDO GALVEZ FERNANDEZ
PARTNER
200 SOUTH BISCAYNE BOULEVARD
MIAMI
FL
United States
Tel:
(305) 376-0317
Industry Affiliates
| ZEST CAPITAL PERU SAC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ZEST BOND LIQUID X | Hedge Fund | $73.6M | $0.0M | 1544 |
| ZEST ESTRUCTURADO | Hedge Fund | $87.1M | $0.0M | 1769 |
| ZEST RENTA | Hedge Fund | $3.4M | $0.0M | 133 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Do Nascimento Silva, Arthur | Individual | – | CEO AND CCO | 02/2021 | 50-75% |
| ZEST GROUP LLC | Domestic Entity | – | OWNER | 09/2023 | > 75% |
| Do Nascimento Silva, Arthur | Individual | ZEST GROUP LLC | SHAREHOLDER | 09/2023 | 50-75% |
| Galvez Fernandez, Alvaro, Eduardo | Individual | ZEST GROUP LLC | SHAREHOLDER | 09/2023 | 25-50% |