GURUFOCUS INVESTMENTS, LLC
Adviser information for GURUFOCUS INVESTMENTS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $33.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $33.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $33.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMAS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES |
Identifiers
| SEC RIA File Number | 801-122727 |
|---|---|
| SEC ERA File Number | 801-122727 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316414 |
| Legal Entity Identifier | None |
Principal Office
1309 W. 15ST#370
PLANO
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM CT
Tel: 972-379-7896, Fax: None
Chief Compliance Officer
LIBBY LIEBIG
CHIEF COMPLIANCE OFFICER
174 WILD FLOWER TRAIL
#224
PACIFIC
MO
United States
Tel:
636-649-8487
T*************@********M
(Full email address available in API data)
Regulatory Contact
CECHAN TIAN
MANAGING MEMBER
1309 W. 15ST
#370
PLANO
TX
United States
Tel:
972-379-7896
C***********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIAN, CECHAN | Individual | – | FOUNDER | 07/2021 | < 5% |
| GFI HOLDINGS (2021), LLC | Domestic Entity | – | MANAGING MEMBER | 07/2021 | > 75% |
| TIAN, CECHAN | Individual | GFI HOLDINGS (2021), LLC | MANAGING MEMBER | 06/2021 | 50-75% |
| Liebig, Libby, Ellen | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |