DAKORE WEALTH MANAGEMENT, LLC
Adviser information for DAKORE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $76.6M |
| Non-Discretionary | 0 | $0 |
| Total | 110 | $76.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 33 | $50.3M |
| HNW Individuals | 9 | $24.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122730 |
|---|---|
| SEC ERA File Number | 801-122730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310618 |
| Legal Entity Identifier | None |
Principal Office
11376 N. JOG RD.SUITE 101
PALM BEACH GARDENS
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (561) 774-8101, Fax: None
Websites
Chief Compliance Officer
KAYLA M. BERG
11376 N. JOG ROAD
SUITE 101
PALM BEACH GARDENS
FL
United States
Tel:
(561) 257-1873
K*********@***************M
(Full email address available in API data)
Industry Affiliates
| APPLE GROWTH PARTNERS, LLC | Accountant or accounting firm |
| DAKOTA TAX SERVICES, LLC | Accountant or accounting firm |
| DAKOTA WEALTH, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PERSIMMON GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULLEN, CHARLES, F. | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2020 | < 5% |
| APPLE GROWTH PARTNERS, LLC | Domestic Entity | – | OWNER | 08/2020 | 50-75% |
| CHEYENNE CAPITAL PARTNERS, LLC | Domestic Entity | – | OWNER | 08/2020 | 25-50% |
| DAKOTA WEALTH MANAGEMENT, LLC | Domestic Entity | DAKOTA CAPITAL, LLC | OWNER | 08/2017 | > 75% |
| DAKOTA CAPITAL, LLC | Domestic Entity | CHEYENNE CAPITAL PARTNERS, LLC | OWNER | 08/2020 | > 75% |
| Berg, Kayla, Marie | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |