BRIGHTPATH WEALTH PLANNING, LLC
Adviser information for BRIGHTPATH WEALTH PLANNING, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 404 | $164.5M |
| Non-Discretionary | 0 | $0 |
| Total | 404 | $164.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52 | $12.4M |
| HNW Individuals | 59 | $151.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $1.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $55,155 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122732 |
|---|---|
| SEC ERA File Number | 801-122732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160563 |
| Legal Entity Identifier | None |
Principal Office
5999 RIDGE VIEW STREETSUITE B
CAMARILLO
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 805-764-0335, Fax: 805-272-9737
Chief Compliance Officer
PETER P. KOZAK, III
MANAGING MEMBER
5999 B RIDGE VIEW STREET
CAMARILLO
CA
United States
Tel:
805-764-0335
Fax:
805-272-9737
P***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOZAK, PETER, PAUL | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 12/2011 | > 75% |