DASTA INVESTMENTS LLC

Adviser information for DASTA INVESTMENTS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-122735
SEC ERA File Number 801-122735
SEC CIK Numbers None
SEC CRD Numbers 315589
Legal Entity Identifier None

Principal Office

101 GREENWICH STREET
FLOOR 2, SUITE 402
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 917-261-2036, Fax: None

Websites

Chief Compliance Officer

JUSTIN RAMIREZ
CHIEF EXECUTIVE OFFICER
101 GREENWICH STREET
FLOOR 2, SUITE 402
NEW YORK
NY
United States
Tel: 7329105781
(Full email address available in API data)

Industry Affiliates

DASTA FINANCIAL, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DASTA INCORPORATED Domestic Entity PARENT COMPANY 05/2021 > 75%
RAMIREZ, JUSTIN, MATTHEW Individual CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER 10/2021 < 5%
Wang, Steven, Yuchi Individual MEMBER 06/2021 < 5%

No. Employees, Historic

1050202120222023202420255 on 10/21/20215 on 10/27/20215 on 11/5/20215 on 11/11/20215 on 11/22/20215 on 11/22/20215 on 3/18/20224 on 1/9/20234 on 8/25/20233 on 3/13/2024

RAUM, Historic

0002022202320240 on 3/18/20220 on 1/9/20230 on 8/25/2023