DASTA INVESTMENTS LLC
Adviser information for DASTA INVESTMENTS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $0 |
HNW Individuals | <5 | $0 |
Banking or thrift institutions | <5 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $0 |
Charitable organizations | <5 | $0 |
State or municipal gov entities | <5 | $0 |
Other investment advisers | <5 | $0 |
Insurance companies | <5 | $0 |
Sovereign wealth funds and foreign official institutions | <5 | $0 |
Corporations or other businesses | <5 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-122735 |
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SEC ERA File Number | 801-122735 |
SEC CIK Numbers | None |
SEC CRD Numbers | 315589 |
Legal Entity Identifier | None |
Principal Office
101 GREENWICH STREETFLOOR 2, SUITE 402
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 917-261-2036, Fax: None
Websites
Chief Compliance Officer
JUSTIN RAMIREZ
CHIEF EXECUTIVE OFFICER
101 GREENWICH STREET
FLOOR 2, SUITE 402
NEW YORK
NY
United States
Tel:
7329105781
J*****@*********M
(Full email address available in API data)
Industry Affiliates
DASTA FINANCIAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DASTA INCORPORATED | Domestic Entity | – | PARENT COMPANY | 05/2021 | > 75% |
RAMIREZ, JUSTIN, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | 10/2021 | < 5% |
Wang, Steven, Yuchi | Individual | – | MEMBER | 06/2021 | < 5% |