PMG WEALTH MANAGEMENT
PMG WEALTH MANAGEMENT, INC. Legal Name
Adviser information for PMG WEALTH MANAGEMENT last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 654 | $138.9M |
| Non-Discretionary | 0 | $0 |
| Total | 654 | $138.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 280 | $48.6M |
| HNW Individuals | 104 | $90.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES NOT RESULTING IN A FINANCIAL PLAN |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-122740 |
|---|---|
| SEC ERA File Number | 801-122740 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285899 |
| Legal Entity Identifier | None |
Principal Office
60 LANDOVER PKWY, STE. DHAWTHORN WOODS
IL
United States
Monday - Friday, 8:00 TO 5:00
Tel: 847-550-6100, Fax: 847-550-6106
Chief Compliance Officer
PHILLIP GUERRERO
MANAGING MEMBER
60 LANDOVER PKWY, STE. D
HAWTHORN WOODS
IL
United States
Tel:
847-550-6100
Fax:
847-550-6106
P***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUERRERO, PHILLIP | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 01/2017 | > 75% |