NFWM
NO FATE BWWM, LLC Legal Name
Adviser information for NFWM last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 160 | $96.6M |
| Non-Discretionary | 16 | $8.8M |
| Total | 176 | $105.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $4.7M |
| HNW Individuals | 38 | $100.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 100.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NFWM WRAP FEE PROGRAM | NFWM |
Identifiers
| SEC RIA File Number | 801-122753 |
|---|---|
| SEC ERA File Number | 801-122753 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317406 |
| Legal Entity Identifier | None |
Principal Office
8105 RASOR BLVD.BOX #87
PLANO
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 844-954-1789, Fax: None
Websites
Chief Compliance Officer
JOHN O. HETZEL
8105 RASOR BLVD.
BOX #87
PLANO
TX
United States
Tel:
844-954-1789
J****@*************M
(Full email address available in API data)
Industry Affiliates
| SK ADVISOR NETWORK, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HETZEL, JOHN, OTTO | Individual | – | MANAGING MEMBER,PRESIDENT AND CHIEF COMPLIANCE OFFICER | 10/2021 | > 75% |