GALVANIZE CLIMATE SOLUTIONS LLC
Adviser information for GALVANIZE CLIMATE SOLUTIONS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 58 |
|---|---|
| Investment Advisory/Research | 31 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122755 |
|---|---|
| SEC ERA File Number | 801-122755 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316994 |
| Legal Entity Identifier | 549300FLQJPKIERVOC47 |
Principal Office
111 SUTTER STREET, 10TH FLOORSAN FRANCISCO
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 415-757-6600, Fax: None
Chief Compliance Officer
CHRIS FADEFF
111 SUTTER STREET, 10TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-757-6600
C***********@*******************M
(Full email address available in API data)
Regulatory Contact
CHRISTIAN ARTMANN
CHIEF OPERATING OFFICER AND GENERAL COUNSEL
111 SUTTER STREET, 10TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-961-4329
C****************@*******************M
(Full email address available in API data)
Industry Affiliates
| BENEFICIAL STATE BANCORP, INC. | Banking or thrift institution |
| BENEFICIAL STATE BANK | Banking or thrift institution |
| GALVANIZE GLOBAL EQUITIES GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GALVANIZE I&E FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| GALVANIZE REAL ESTATE I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| HALL CAPITAL PARTNERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KHALL LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LAUREL TRUST COMPANY | Trust company |
| PONDEROSA VENTURES FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PONDEROSA VENTURES FUND II, GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALVANIZE GLOBAL EQUITIES MASTER FUND, LP | Hedge Fund | $57.4M | $5.0M | 7 |
| GALVANIZE I&E EMPLOYEE CO-INVESTMENT FUND I, LP | Venture Capital Fund | $1.9M | $0.0M | 22 |
| GALVANIZE INNOVATION & EXPANSION FUND I, LP | Private Equity Fund | $980.9M | $5.0M | 91 |
| GALVANIZE REAL ESTATE FUND I-A, LP | Real Estate Fund | $116.0M | $1.0M | 8 |
| PONDEROSA VENTURES FUND I, LP | Venture Capital Fund | $25.2M | $0.3M | 17 |
| PONDEROSA VENTURES FUND II, LP | Venture Capital Fund | $0.0M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAH21 LLC | Domestic Entity | – | MEMBER | 07/2021 | 10-25% |
| HALL, KATHRYN, ANN | Individual | – | CO-EXECUTIVE CHAIR AND CO-FOUNDER | 07/2021 | < 5% |
| HALL, KATHRYN, ANN | Individual | KAH21 LLC | MEMBER | 07/2021 | > 75% |
| ARTMANN, CHRISTIAN, KLAUS | Individual | – | CHIEF OPERATING OFFICER AND GENERAL COUNSEL | 09/2021 | < 5% |
| STEYER, THOMAS, FAHR | Individual | – | CO-EXECUTIVE CHAIR AND CO-FOUNDER, TRUSTEE OF THE STEYER/TAYLOR REVOCABLE TRUST | 07/2021 | 10-25% |
| LT30, LLC | Domestic Entity | – | MEMBER | 07/2021 | 10-25% |
| STEYER, THOMAS, FAHR | Individual | LT30, LLC | MEMBER | 07/2021 | > 75% |
| FADEFF, CHRISTOPHER, ROBERTSON | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| THE MARC R. BENIOFF REVOCABLE TRUST U/A/D 12/3/2014 | Domestic Entity | – | MEMBER | 10/2021 | 5-10% |
| BENIOFF, MARC, RUSSELL | Individual | – | TRUSTEE OF THE MARC R. BENIOFF REVOCABLE TRUST U/A/D 12/3/2014 | 10/2021 | 5-10% |
| 2017 INVESTMENT LLC | Domestic Entity | – | MEMBER | 10/2021 | 5-10% |
| THREE CAIRNS FOUNDATION, INC. | Domestic Entity | 2017 INVESTMENT LLC | MEMBER | 12/2017 | > 75% |
| STEYER/TAYLOR REVOCABLE TRUST | Domestic Entity | – | MEMBER | 10/2021 | 10-25% |
| TAYLOR, KATHRYN, ANN | Individual | – | TRUSTEE OF THE STEYER/TAYLOR REVOCABLE TRUST | 10/2021 | 10-25% |
| HANDLOS, ADAM, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 04/2022 | < 5% |
| EMERSON COLLECTIVE INVESTMENTS LLC | Domestic Entity | – | MEMBER | 10/2021 | 10-25% |
| LAURENE POWELL JOBS TRUST | Domestic Entity | EMERSON COLLECTIVE INVESTMENTS LLC | MEMBER | 06/2012 | > 75% |
| JOBS, LAURENE, POWELL | Individual | LAURENE POWELL JOBS TRUST | TRUSTEE | 06/2012 |