STACKWELL
STACKWELL CAPITAL ADVISERS, LLC Legal Name
Adviser information for STACKWELL last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,555 | $601,321 |
| Non-Discretionary | 0 | $0 |
| Total | 1,555 | $601,321 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,555 | $601,321 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1179 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-122757 |
|---|---|
| SEC ERA File Number | 801-122757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316298 |
| Legal Entity Identifier | 87-1934871 |
Principal Office
100 SUMMER STREETSUITE 1600
BOSTON
MA
United States
Monday - Friday, 9-5
Tel: 617-802-7524, Fax: None
Chief Compliance Officer
JONATHAN LEE
100 SUMMER STREET
SUITE 1600
BOSTON
MA
United States
Tel:
617-802-7524
J*******@*******************M
(Full email address available in API data)
Regulatory Contact
TREVOR ROZIER-BYRD
CHIEF EXECUTIVE OFFICER
100 SUMMER STREET
SUITE 1600
BOSTON
MA
United States
Tel:
6178027524
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STACKWELL CAPITAL, INC. | Domestic Entity | – | PARENT COMPANY | 07/2021 | > 75% |
| Rozier-Byrd, Trevor, Lamont | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2020 | < 5% |
| LEE, JONATHAN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| Rozier-Byrd, Trevor, Lamont | Individual | STACKWELL CAPITAL, INC. | SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 10/2020 | > 75% |