UPFRONT VENTURES
UPFRONT VENTURES MANAGEMENT, LLC Legal Name
Adviser information for UPFRONT VENTURES last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $2.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1314 7TH STREET, SUITE 600SANTA MONICA
CA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 310-785-5100, Fax: None
Chief Compliance Officer
STUART LANDER
1314 7TH STREET, SUITE 600
SANTA MONICA
CA
United States
Tel:
310-785-5100
S*****@**********M
(Full email address available in API data)
Industry Affiliates
| UPFRONT CONTINUATION GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GP III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GP IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GP VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GP VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GP VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GROWTH GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GROWTH GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GROWTH GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT GROWTH GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT IV ANCILLARY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPFRONT SECONDARY I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 2016 NIMBUS, L.P. | Venture Capital Fund | $44.9M | $0.2M | 6 |
| BLIZZARD 22, L.P. | Venture Capital Fund | $2.9M | $0.0M | 1 |
| UPFRONT CONTINUATION FUND I, L.P. | Venture Capital Fund | $175.8M | $0.0M | 3 |
| UPFRONT GROWTH I, L.P. | Venture Capital Fund | $65.2M | $0.0M | 14 |
| UPFRONT GROWTH II, L.P. | Venture Capital Fund | $54.8M | $0.5M | 18 |
| UPFRONT GROWTH III CO-INVEST, L.P. | Venture Capital Fund | $12.1M | $0.0M | 2 |
| UPFRONT GROWTH III, L.P. | Venture Capital Fund | $105.1M | $0.0M | 28 |
| UPFRONT GROWTH IV, L.P. | Venture Capital Fund | $0.0M | $0.0M | 8 |
| UPFRONT III INVESTORS, L.P. | Venture Capital Fund | $10.0M | $0.0M | 2 |
| UPFRONT III PARTNERS, L.P. | Venture Capital Fund | $5.4M | $0.0M | 17 |
| UPFRONT III, L.P. | Venture Capital Fund | $342.1M | $0.1M | 35 |
| UPFRONT IV ANCILLARY, L.P. | Venture Capital Fund | $83.3M | $0.0M | 20 |
| UPFRONT IV, L.P. | Venture Capital Fund | $296.1M | $0.5M | 40 |
| UPFRONT SECONDARY I, L.P. | Venture Capital Fund | $0.0M | $0.0M | 1 |
| UPFRONT V, L.P. | Venture Capital Fund | $435.3M | $0.0M | 40 |
| UPFRONT VI PARTNERS, L.P. | Venture Capital Fund | $5.2M | $0.0M | 12 |
| UPFRONT VI, L.P. | Venture Capital Fund | $583.4M | $0.3M | 59 |
| UPFRONT VII PARTNERS L.P. | Venture Capital Fund | $2.8M | $0.0M | 3 |
| UPFRONT VII, L.P. | Venture Capital Fund | $93.2M | $0.0M | 52 |
| UPFRONT VIII, L.P. | Venture Capital Fund | $0.0M | $0.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUSTER, MARK, NMN | Individual | – | MEMBER/MANAGER | 12/2014 | > 75% |
| LANDER, STUART J | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | 10-25% |
| SEN, NINA, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 14th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Bird Global, Inc. | Common Class A | 12K | 205K | – |