HOTTINGER
HOTTINGER & CO LIMITED Legal Name
Adviser information for HOTTINGER last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 238 | $609.6M |
| Non-Discretionary | 334 | $617.3M |
| Total | 572 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $17.5M |
| HNW Individuals | 165 | $698.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 25 | $20.3M |
| Charitable organizations | <5 | $710,764 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | 21 | $126.9M |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 28 | $161.6M |
| Other | 35 | $200.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-122761 |
|---|---|
| SEC ERA File Number | 801-122761 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316515 |
| Legal Entity Identifier | 635400ZVGS11GFDSOU76 |
Principal Office
4 CARLTON GARDENS, ST. JAMES'SLONDON
United Kingdom
Monday - Friday, 8.30 AM TO 5.30 PM
Tel: 44 207 227 3400, Fax: None
Chief Compliance Officer
TIM SHARP
CIO, CEO, DIRECTOR
4 CARLTON GARDENS, ST. JAMES'S
LONDON
United Kingdom
Tel:
+44 207 227 3405
T********@**************K
(Full email address available in API data)
Regulatory Contact
MARK ROBERTSON
DIRECTOR, MLRO
4 CARLTON GARDENS, ST. JAMES'S
LONDON
United Kingdom
Tel:
+ 44 202 227 3409
M*************@**************K
(Full email address available in API data)
Industry Affiliates
| EDMOND DE ROTHSCHILD (LUXEMBOURG) SA | Banking or thrift institution |
| EDMOND DE ROTHSCHILD (MONACO) S.A. | Banking or thrift institution |
| EDMOND DE ROTHSCHILD (SUISSE) SA | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTSON, MARK, JAMES | Individual | – | DIRECTOR, MLRO | 10/2016 | < 5% |
| SHARP, TIMOTHY, NICHOLAS | Individual | – | DIRECTOR, CEO, CCO, SENIOR PM | 01/2010 | < 5% |
| BYRNE, CONOR, JOSEPH | Individual | – | COO, CFO | 10/2018 | < 5% |
| HOTTINGER PRIVATE OFFICE LIMITED | Foreign Entity | – | SHAREHOLDER | 07/2016 | > 75% |
| ARCHO LIMITED | Foreign Entity | HOTTINGER PRIVATE OFFICE LIMITED | SHAREHOLDER | 07/2016 | |
| GF ARCHO LIMITED | Foreign Entity | ARCHO LIMITED | SHAREHOLDER | 07/2016 | 50-75% |
| ROBERTSON, MARK, JAMES | Individual | HOTTINGER GROUP LIMITED | SHAREHOLDER | 06/2021 | 25-50% |
| HOTTINGER GROUP LIMITED | Foreign Entity | HOTTINGER PRIVATE OFFICE LIMITED | SHAREHOLDER | 06/2022 | > 75% |
| EDMOND DE ROTHSCHILD SUISSE S.A. | Foreign Entity | HOTTINGER GROUP LIMITED | SHAREHOLDER | 06/2022 | 25-50% |
| EDMOND DE ROTHSCHILD HOLDING S.A. | Foreign Entity | EDMOND DE ROTHSCHILD SUISSE S.A. | SHAREHOLDER | 12/1971 | > 75% |
| ESTATE OF BARON BENJAMIN DE ROTHSCHILD | Foreign Entity | EDMOND DE ROTHSCHILD HOLDING S.A. | SHAREHOLDER | 01/2021 | > 75% |