FINANCIAL MANAGEMENT ADVISORS, INC.
Adviser information for FINANCIAL MANAGEMENT ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 499 | $69.1M |
| Non-Discretionary | 5 | $44.1M |
| Total | 504 | $113.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 470 | $46.8M |
| HNW Individuals | 29 | $22.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $44.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122762 |
|---|---|
| SEC ERA File Number | 801-122762 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117442 |
| Legal Entity Identifier | None |
Principal Office
115 N. JACKSON STREETTULLAHOMA
TN
United States
Monday - Friday, 9:30-4:00
Tel: 931-455-0151, Fax: 931-455-0166
Websites
Chief Compliance Officer
JAMES D. BRATCHER, JR.
PRESIDENT AND CHIEF COMPLIANCE OFFICER
115 N. JACKSON ST.
TULLAHOMA
TN
United States
Tel:
931-455-0151
Fax:
931-455-0166
F**@************T
(Full email address available in API data)
Regulatory Contact
JAMES D. BRATCHER, JR.
PRESIDENT
115 N. JACKSON ST.
TULLAHOMA
TN
United States
Tel:
931-455-0151
Fax:
931-455-0166
F**@************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRATCHER, JAMES, DIETZEN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 06/2004 | 50-75% |
| BRATCHER, JAMES, DIETZEN | Individual | – | SHAREHOLDER | 12/2010 | 10-25% |