ASCEND INTERPLAY, LLC
Adviser information for ASCEND INTERPLAY, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 13 | $172.7M |
| Total | 13 | $172.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 13 | $172.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122766 |
|---|---|
| SEC ERA File Number | 801-122766 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317344 |
| Legal Entity Identifier | None |
Principal Office
110 GREENE STREET#1202
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 914-746-0436, Fax: None
Chief Compliance Officer
CHRISTOPHER ZHANG
PARTNER AND CHIEF INVESTMENT OFFICER
110 GREENE STREET
#1202
NEW YORK
NY
United States
Tel:
914-746-0436
C*@********O
(Full email address available in API data)
Regulatory Contact
ANDREW LEAHY
DIRECTOR
110 GREENE STREET
#1202
NEW YORK
NY
United States
Tel:
914-746-0436
A*@********O
(Full email address available in API data)
Industry Affiliates
| BOWERY LEGAL | Lawyer or law firm |
| CHELSEA CAPITAL | Accountant or accounting firm |
| INTERPLAY BLOCKCHAIN FUND GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INTERPLAY VENTURES EARLY STAGE MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Davis, Mark, Peter | Individual | – | PARTNER | 09/2021 | 50-75% |
| TUNG, KEVIN, W | Individual | – | PARTNER | 09/2021 | 10-25% |
| ZHANG, CHRIS | Individual | – | CHIEF COMPLIANCE OFFICER/CIO/PARTNER | 01/2023 | < 5% |
| LEAHY, ANDREW | Individual | – | DIRECTOR | 01/2023 | < 5% |