PROMETHEAN INVESTMENTS

PROMETHEAN INVESTMENTS LLP Legal Name

Adviser information for PROMETHEAN INVESTMENTS last updated from Form ADV on December 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End MARCH
Legal Location United Kingdom

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9 $357.1M
Non-Discretionary 0 $0
Total 9 $357.1M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 9 $357.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 89

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-122767
SEC ERA File Number 801-122767
SEC CIK Numbers None
SEC CRD Numbers 301383
Legal Entity Identifier 213800AFI7VBYK4BGS98

Principal Office

112 GEORGE STREET
EDINBURGH
United Kingdom
Monday - Friday, 09:00 - 18:00
Tel: 020 7248 3425, Fax: None

Chief Compliance Officer

ANGUS BURT
PARTNER
3RD FLOOR 1 HILL STREET
EDINBURGH
United Kingdom
Tel: 020 7248 3425
(Full email address available in API data)

Industry Affiliates

19 STREET (GP) LIMITED Sponsor, GP, manager of pooled investment vehicles
APRIL 1983 (GP) LIMITED Sponsor, GP, manager of pooled investment vehicles
PROMETHEAN INVESTMENTS BIRD (GP) LIMITED Sponsor, GP, manager of pooled investment vehicles
PROMETHEAN INVESTMENTS III (GP) LIMITED Sponsor, GP, manager of pooled investment vehicles
PROMETHEAN INVESTMENTS IV (GP), LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PROMETHEAN III (NO.5) SOP LP Private Equity Fund $7.2M $0.5M 20
PROMETHEAN 2018 LP Private Equity Fund $68.4M $3.0M 2
PROMETHEAN FUND III LP Private Equity Fund $13.9M $0.0M 21
PROMETHEAN FUND IV, LP Private Equity Fund $151.5M $5.0M 44
PROMETHEAN III (NO.2), LP Private Equity Fund $10.4M $0.0M 28
PROMETHEAN III (NO.3), LP Private Equity Fund $5.5M $0.0M 5
PROMETHEAN III (NO.4) PUTTSHACK LP Private Equity Fund $41.8M $1.0M 26
PROMETHEAN INVESTMENTS BIRD LP Private Equity Fund $40.5M $5.0M 4
PROMETHEAN UK OPPORTUNITIES FUND II LP Private Equity Fund $17.9M $5.0M 9

Control Persons

Name Type Entity Title Since Ownership
Burt, Michael, Wallace Individual PARTNER 05/2005 > 75%
Burt, Angus, Moncrief Individual PARTNER / CHIEF COMPLIANCE OFFICER 12/2015 < 5%

No. Employees, Historic

105020212022202320240 on 10/27/20213 on 10/28/20213 on 6/23/20223 on 6/30/20233 on 7/20/20233 on 7/20/20233 on 7/21/20233 on 12/5/2023

RAUM, Historic

400M200M02021202220232024155975140 on 10/28/2021165700000 on 6/23/2022318746500 on 6/30/2023318746500 on 7/20/2023357100000 on 7/20/2023357100000 on 7/21/2023357100000 on 12/5/2023

No. Clients, Historic

105020212022202320240 on 10/27/20216 on 10/28/20218 on 6/23/20229 on 6/30/20239 on 7/20/20239 on 7/20/20239 on 7/21/20239 on 12/5/2023