Hedge Fund Database

ULLMANN WEALTH PARTNERS

ULLMANN WEALTH PARTNERS GROUP, LLC Legal Name

Adviser information for ULLMANN WEALTH PARTNERS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,269 $867.6M
Non-Discretionary 13 $9.5M
Total 1,282 $877.1M

Clients

Type Number RAUM
Individuals 210 $102.2M
HNW Individuals 228 $773.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsCREDIT AND CASH MANAGEMENT SOLUTIONS; INSURANCE SOLUTIONS
Compensation % of AUMHourly chargesFixed fees
Other Business Activities CREDIT & CASH MGMT SOLUTIONS; INSURANCE SOLUTIONS

Identifiers

SEC RIA File Number 801-122769
SEC ERA File Number 801-122769
SEC CIK Numbers 1697725
SEC CRD Numbers 316697
Legal Entity Identifier None

Principal Office

1540 THE GREENS WAY
JACKSONVILLE BEACH
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 904-280-3700, Fax: 904-280-3785

Websites

www.linkedin.com/company/ullmann-financial-group/ www.facebook.com/ullmannwealthpartners/ ullmannwealthpartners.com focusfinancialpartners.com www.linkedin.com/company/2064318/ twitter.com/focusfinancial www.linkedin.com/company/2064318/

Chief Compliance Officer

CARRIE KING
1540 THE GREENS WAY
JACKSONVILLE BEACH
FL
United States
Tel: 904-280-3700
Fax: 904-280-3785
(Full email address available in API data)

Regulatory Contact

GLENN ULLMANN
1540 THE GREENS WAY
JACKSONVILLE BEACH
FL
United States
Tel: 904-280-3700
Fax: 904-280-3785
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency
SCS CAPITAL MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 09/2021 > 75%
ULLMANN, GLENN, MICHAEL Individual – FOUNDING PARTNER 10/2021 < 5%
KING, CARRIE Individual – CHIEF COMPLIANCE OFFICER 09/2021 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

201002021202220232024202511 on 10/28/202111 on 12/15/202111 on 1/4/202211 on 1/13/202211 on 1/19/202211 on 3/22/202211 on 8/4/202211 on 3/22/202311 on 7/14/202311 on 8/17/202311 on 9/19/202311 on 3/20/2024

RAUM, Historic

900M450M0202120222023202420250 on 10/28/20210 on 12/15/20210 on 1/4/20220 on 1/13/2022765230116 on 1/19/2022765230116 on 3/22/2022765230116 on 8/4/2022706788578 on 3/22/2023706788578 on 7/14/2023706788578 on 8/17/2023706788578 on 9/19/2023877117003 on 3/20/2024

No. Clients, Historic

5002500202120222023202420250 on 10/28/20210 on 12/15/20210 on 1/4/20220 on 1/13/2022354 on 1/19/2022354 on 3/22/2022354 on 8/4/2022388 on 3/22/2023388 on 7/14/2023388 on 8/17/2023388 on 9/19/2023438 on 3/20/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 238K 2K –
ABBVIE INC COM 519K 3K –
ALPHABET INC CAP STK CL A 2M 9K –
ALPHABET INC CAP STK CL C 582K 3K –
AMAZON COM INC COM 2M 12K –
APPLE INC COM 6M 27K –
APPLIED MATLS INC COM 254K 1K –
BANK AMERICA CORP COM 1M 32K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKROCK ETF TRUST US EQT FACTOR 8M 164K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 718K 14K –
BOEING CO COM 228K 1K –
BROADCOM INC COM 469K 292 –
CHEVRON CORP NEW COM 239K 2K –
CINCINNATI FINL CORP COM 1M 11K –
CINTAS CORP COM 2M 2K –
CISCO SYS INC COM 227K 5K –
COCA COLA CO COM 503K 8K –
COSTCO WHSL CORP NEW COM 2M 2K –
CSX CORP COM 1M 31K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 34M 807K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 31M 1M –
DIMENSIONAL ETF TRUST US CORE EQT MKT 426K 11K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 260K 8K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 37M 1M –
DIMENSIONAL ETF TRUST WORLD EX US CORE 298K 12K –
ELI LILLY & CO COM 447K 494 –
EXXON MOBIL CORP COM 871K 8K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 1M 15K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 2M 34K –
FIFTH THIRD BANCORP COM 335K 9K –
FTAI INFRASTRUCTURE INC COMMON STOCK 164K 19K –
HCA HEALTHCARE INC COM 2M 7K –
HOME DEPOT INC COM 424K 1K –
INTERNATIONAL BUSINESS MACHS COM 516K 3K –
INTUITIVE SURGICAL INC COM NEW 582K 1K –
INVESCO EXCH TRADED FD TR II S&P INTL QULTY 336K 11K –
INVESCO EXCHANGE TRADED FD T LARGE CAP GROWTH 2M 26K –
INVESCO EXCHANGE TRADED FD T LARGE CAP VALUE 7M 122K –
INVESCO EXCHANGE TRADED FD T S&P 100 EQL WIGH 380K 4K –
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 4M 37K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 628K 6K –
INVESCO EXCHANGE TRADED FD T S&P MDCP VLU MNT 273K 5K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
IRON MTN INC DEL COM 809K 9K –
ISHARES INC EMNG MKTS EQT 12M 267K –
ISHARES INC MSCI EMRG CHN 5M 86K –
ISHARES TR CORE MSCI EAFE 17M 232K –
ISHARES TR CORE MSCI TOTAL 24M 351K –
ISHARES TR CORE S&P MCP ETF 8M 133K –
ISHARES TR CORE S&P SCP ETF 2M 22K –
ISHARES TR CORE S&P TTL STK 77M 651K –
ISHARES TR CORE S&P US GWT 1M 11K –
ISHARES TR CORE S&P US VLU 337K 4K –
ISHARES TR CORE S&P500 ETF 131M 239K –
ISHARES TR CORE US AGGBD ET 4M 43K –
ISHARES TR MORNINGSTAR VALU 537K 7K –
ISHARES TR MSCI EAFE ETF 791K 10K –
ISHARES TR MSCI USA QLT FCT 11M 62K –
ISHARES TR NATIONAL MUN ETF 3M 30K –
ISHARES TR RUS 1000 GRW ETF 28M 77K –
ISHARES TR RUS 1000 VAL ETF 6M 32K –
ISHARES TR RUS 2000 VAL ETF 701K 5K –
ISHARES TR RUS MD CP GR ETF 400K 4K –
ISHARES TR RUS MID CAP ETF 9M 107K –
ISHARES TR RUSSELL 2000 ETF 551K 3K –
ISHARES TR S&P 100 ETF 264K 1K –
ISHARES TR S&P 500 GRWT ETF 405K 4K –
ISHARES TR S&P MC 400GR ETF 2M 25K –
ISHARES TR S&P MC 400VL ETF 7M 65K –
ISHARES TR S&P SML 600 GWT 2M 17K –
ISHARES TR SP SMCP600VL ETF 1M 15K –
ISHARES TR U S EQUITY FACTR 82M 1M –
ISHARES TR US SML CAP EQT 33M 536K –
ISHARES TR US TREAS BD ETF 4M 180K –
ISHARES U S ETF TR BLACKROCK SHORT 16M 322K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 359K 6K –
JOHNSON & JOHNSON COM 709K 5K –
JPMORGAN CHASE & CO. COM 2M 10K –
MARRIOTT INTL INC NEW CL A 776K 3K –
MASTERCARD INCORPORATED CL A 223K 505 –
MCDONALDS CORP COM 368K 1K –
MERCK & CO INC COM 326K 3K –
META PLATFORMS INC CL A 967K 2K –
MICROSOFT CORP COM 6M 12K –
NETFLIX INC COM 230K 340 –
NEW FORTRESS ENERGY INC COM CL A 627K 29K –
NEXTERA ENERGY INC COM 492K 7K –
NVIDIA CORPORATION COM 3M 23K –
ORACLE CORP COM 274K 2K –
PROCTER AND GAMBLE CO COM 3M 20K –
RING ENERGY INC COM 22K 13K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 18K –
SPDR S&P 500 ETF TR TR UNIT 9M 16K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 689K 1K –
SPDR SER TR S&P DIVID ETF 469K 4K –
TESLA INC COM 369K 2K –
UNION PAC CORP COM 209K 924 –
UNITEDHEALTH GROUP INC COM 615K 1K –
US BANCORP DEL COM NEW 525K 13K –
VANGUARD INDEX FDS GROWTH ETF 686K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 660K 2K –
VANGUARD INDEX FDS VALUE ETF 582K 4K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 8M 176K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 10M 179K –
VISA INC COM CL A 306K 1K –
WALMART INC COM 873K 13K –
WELLS FARGO CO NEW COM 450K 8K –
XOS INC *W EXP 08/20/202 266 12K –