FOUNTAIN SQUARE ASSET MANAGEMENT
FOUNTAIN SQUARE ASSET MANAGEMENT, LLC Legal Name
Adviser information for FOUNTAIN SQUARE ASSET MANAGEMENT last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 544 | $157.3M |
| Non-Discretionary | 4 | $842,128 |
| Total | 548 | $158.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 195 | $74.5M |
| HNW Individuals | 65 | $80.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122772 |
|---|---|
| SEC ERA File Number | 801-122772 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316955 |
| Legal Entity Identifier | None |
Principal Office
4520 COOPER ROADSUITE 201
CINCINNATI
OH
United States
Monday - Friday, 9AM-5PM
Tel: 513-984-9111, Fax: 513-984-9666
Chief Compliance Officer
DENNIS R. MASON
36 WEST PIKE ST.
COVINGTON
KY
United States
Tel:
(202) 753-7141
D*****@*******M
(Full email address available in API data)
Regulatory Contact
MICHAEL LIVINGSTON
FINANCIAL PLANNER
4520 COOPER RD STE 201
CINCINNATI
OH
United States
Tel:
5139849111
Fax:
5139849666
M******@********M
(Full email address available in API data)
Industry Affiliates
| EISENZIMMER FINANCIAL SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EISENZIMMER, THOMAS, WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2021 | 50-75% |
| Livingston, Michael, Anthony | Individual | – | FINANCIAL PLANNER | 08/2021 | 25-50% |
| MANCINI, ANGELO, A | Individual | – | INVESTMENT ADVISOR REP | 08/2021 | < 5% |
| MASON, DENNIS, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |