ADVISORY INVESTOR SERVICES LLC
Adviser information for ADVISORY INVESTOR SERVICES LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 254 | $179.7M |
| Non-Discretionary | 19 | $15.0M |
| Total | 273 | $194.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $37.6M |
| HNW Individuals | 104 | $157.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 76 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMCONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-122774 |
|---|---|
| SEC ERA File Number | 801-122774 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173134 |
| Legal Entity Identifier | None |
Principal Office
1200 BRICKELL AVENUESUITE 250
MIAMI
FL
United States
Monday - Friday, 9:00 AM TO 5:00PM
Tel: 786-462-6044, Fax: None
Websites
Chief Compliance Officer
IRIS TIBISAY LEON
VP
1200 BRICKELL AVENUE
SUITE 250
MIAMI
FL
United States
Tel:
786-556-1572
I****@***************************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS RIERA
PRESIDENT
2600 SOUTH DOUGLAS RD
SUITE 908
CORAL GABLES
FL
United States
Tel:
305 448-0014
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| MIURA CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERRERA AZARAK, VICENTE, ALEXANDER | Individual | – | PRESIDENT AND PRINCIPAL | 09/2014 | 50-75% |
| GARCIA, ANDREINA | Individual | – | MANAGING DIRECTOR | 09/2014 | 50-75% |
| MARTINEZ, DANIEL, ALEXANDER | Individual | – | MEMBER COO | 12/2017 | < 5% |
| LEON-MUJICA, IRIS, TIBISAY | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |