PEACE OF MIND WEALTH MANAGEMENT
PEACE OF MIND PRIVATE WEALTH MANAGEMENT, LLC Legal Name
Adviser information for PEACE OF MIND WEALTH MANAGEMENT last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $2.9M |
| Non-Discretionary | 0 | $0 |
| Total | 49 | $2.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $2.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 2.9M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PEACE OF MIND WEALTH MANAGEMENT WRAP FEE PROGRAM | PEACE OF MIND WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-122775 |
|---|---|
| SEC ERA File Number | 801-122775 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317455 |
| Legal Entity Identifier | None |
Principal Office
1024 E. GRAND RIVER AVE.BRIGHTON
MI
United States
Monday - Friday, 8:30AM-5PM M-T 8:30AM-2:30PM F
Tel: (810) 207-5311, Fax: None
Websites
Chief Compliance Officer
JERRY MOORE
1024 E GRAND RIVER AVE
BRIGHTON
MI
United States
Tel:
8103551325
J*****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRIGGS, RONALD, JOHN | Individual | – | CO-OWNER & IAR | 10/2021 | 50-75% |
| MURRY'S VENTURES LLC | Domestic Entity | – | OWNER | 04/2020 | 50-75% |
| LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUST | Domestic Entity | MURRY'S VENTURES LLC | OWNER | 01/2015 | > 75% |
| DEFRANCESO, ROCCY, MICHAEL | Individual | LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUST | TRUSTEE | 01/2015 | 25-50% |
| DEFRANCESO, ROCCY, MITCHELL | Individual | LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUST | TRUSTEE | 01/2015 | 25-50% |
| DEFRANCESO, LAUREN, ANGELINA | Individual | LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUST | TRUSTEE | 01/2015 | 25-50% |
| SCHADLER, BLAIR, BRUCE | Individual | LAUREN AND ROCCY DEFRANCESCO 2015 GIFT TRUST | TRUSTEE | 10/2021 | |
| MOORE, JERRY BRUCE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |