EQUITIX INVESTMENTS NORTH AMERICA L.P.
Adviser information for EQUITIX INVESTMENTS NORTH AMERICA L.P. last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $199.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $199.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $199.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122777 |
|---|---|
| SEC ERA File Number | 801-122777 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313007 |
| Legal Entity Identifier | None |
Principal Office
1221 BRICKELL AVENUESUITE 1600
MIAMI
FL
United States
Monday - Friday, 8AM - 5PM
Tel: 571-814-8079, Fax: None
Websites
Chief Compliance Officer
MAI PHAN MCARDLE
3RD FLOOR, SOUTH BUILDING
200 ALDERSGATE STREET
LONDON
United Kingdom
Tel:
011 44 0 207 250 7344
M*******@************K
(Full email address available in API data)
Regulatory Contact
PETER ROUGHTON
GENERAL COUNSEL
3RD FLOOR, SOUTH BUILDING
200 ALDERSGATE STREET
LONDON
United Kingdom
Tel:
011 44 0 207 250 7348
Industry Affiliates
| EQUITIX | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EQUITIX EUROPEAN INFRASTRUCTURE I GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX GP 4 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX GP 6 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP 17 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP 20 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP 8 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EQUITIX MA GP THOR LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TETRAGON FINANCIAL MANAGEMENT LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TFG ASSET MANAGEMENT L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, JONATHAN, CHARLES | Individual | – | DEPUTY CHIEF EXECUTIVE OFFICER | 01/2021 | < 5% |
| EQUITIX NORTH AMERICA HOLDCO LLC | Domestic Entity | – | GENERAL PARTNER | 01/2021 | > 75% |
| EQUITIX HOLDINGS LTD. | Foreign Entity | EQUITIX NORTH AMERICA HOLDCO LLC | SHAREHOLDER | 01/2021 | > 75% |
| MCARDLE, MAI, PHAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| PACE BIDCO LTD. | Foreign Entity | EQUITIX HOLDINGS LTD. | SHAREHOLDER | 09/2014 | > 75% |
| PACE TOPCO LTD. | Foreign Entity | PACE BIDCO LTD. | SHAREHOLDER | 11/2014 | > 75% |
| PACE CAYMAN HOLDCO LTD. | Foreign Entity | PACE TOPCO LTD. | SHAREHOLDER | 11/2014 | > 75% |
| TFG ASSET MANAGEMENT L.P. | Foreign Entity | PACE CAYMAN HOLDCO LTD. | SHAREHOLDER | 11/2014 | > 75% |
| TFG ASSET MANAGEMENT GP LTD. | Foreign Entity | TFG ASSET MANAGEMENT L.P. | GENERAL PARTNER | 03/2022 | |
| TFG ASSET MANAGEMENT TOPCO LTD. | Foreign Entity | TFG ASSET MANAGEMENT L.P. | LIMITED PARTNER | 03/2022 | > 75% |
| TETRAGON FINANCIAL GROUP LIMITED | Foreign Entity | TFG ASSET MANAGEMENT TOPCO LTD. | SHAREHOLDER | 10/2012 | > 75% |
| TETRAGON FINANCIAL GROUP LIMITED | Foreign Entity | TFG ASSET MANAGEMENT GP LTD. | SHAREHOLDER | 10/2012 | > 75% |
| CROSSLEY, HUGH, BARNABAS | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2022 | < 5% |
| BHUWANIA, ACHAL, PRAKASH | Individual | – | CHIEF INVESTMENT OFFICER | 04/2022 | < 5% |