CITRIN COOPERMAN WEALTH MANAGEMENT, LLC
Adviser information for CITRIN COOPERMAN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 727 | $1.4B |
| Total | 727 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 45 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 10 | $59.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $14.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSOLIDATED REPORTING |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-122783 |
|---|---|
| SEC ERA File Number | 801-122783 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317528 |
| Legal Entity Identifier | None |
Principal Office
50 ROCKEFELLER PLAZANEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:30 PM EST
Tel: 212-697-1000, Fax: 347-266-7591
Websites
Chief Compliance Officer
MICHAEL DOOLEY
50 ROCKEFELLER PLAZA
NEW YORK
NY
United States
Tel:
646-979-6081
Fax:
347-226-7591
M******@*********M
(Full email address available in API data)
Regulatory Contact
ARNOLD HERRMANN
BOARD MEMBER
50 ROCKEFELLER PLAZA
NEW YORK
NY
United States
Tel:
212-697-1000
Fax:
347-226-7591
A********@******************M
(Full email address available in API data)
Industry Affiliates
| ARNOLD HERRMANN | Accountant or accounting firm |
| CITRIN COOPERMAN ADVISORS, LLC | Accountant or accounting firm |
| MATTHEW SEGRETO | Accountant or accounting firm |
| MICHAEL DOOLEY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOOLEY, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| CITRIN COOPERMAN ADVISORS, LLC | Domestic Entity | – | OWNER | 10/2021 | > 75% |
| CITRUS INTERMEDIATE, LLC | Domestic Entity | CITRIN COOPERMAN ADVISORS, LLC | OWNER | 10/2021 | > 75% |
| CITRUS PARTNERS HOLDINGS, L.P. | Domestic Entity | CITRUS INTERMEDIATE, LLC | OWNER | 10/2021 | > 75% |
| CITRUS PARENT, LLC | Domestic Entity | CITRUS PARTNERS HOLDINGS, L.P. | OWNER | 10/2021 | > 75% |