INVEST INC.
J.D.T. INC Legal Name
Adviser information for INVEST INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 464 | $101.5M |
| Non-Discretionary | 11 | $7.3M |
| Total | 475 | $108.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 255 | $108.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 255 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-122790 |
|---|---|
| SEC ERA File Number | 801-122790 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146357 |
| Legal Entity Identifier | None |
Principal Office
444 LEWIS HARGETT CIRCLE, STE 125LEXINGTON
KY
United States
Monday - Friday, 9-4
Tel: 859-268-9200, Fax: 859-514-0370
Websites
Chief Compliance Officer
JOHN D THOMPSON
PRESIDENT
444 LEWIS HARGETT CIRCLE, STE 125
LEXINGTON
KY
United States
Tel:
8592689200
Fax:
8595140370
J***@*********M
(Full email address available in API data)
Regulatory Contact
JOHN D THOMPSON
PRESIDENT
444 LEWIS HARGETT CIRCLE, STE 125
LEXINGTON
KY
United States
Tel:
859-268-9200
Fax:
859-514-0370
J***@*********M
(Full email address available in API data)
Industry Affiliates
| THOMPSON FINANCIAL GROUP INC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMPSON, JOHN, D | Individual | – | PRESIDENT & CCO | 01/1998 | > 75% |